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MO Altria Group Inc

43.46
-0.13 (-0.30%)
After Hours
Last Updated: 00:32:09
Delayed by 15 minutes
Share Name Share Symbol Market Type
Altria Group Inc NYSE:MO NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.13 -0.30% 43.46 43.83 43.44 43.68 9,034,734 00:32:09

Statement of Changes in Beneficial Ownership (4)

13/02/2020 9:03pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

D'Ambrosia Steve
2. Issuer Name and Ticker or Trading Symbol

ALTRIA GROUP, INC. [ MO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Vice President and Controller
(Last)          (First)          (Middle)

6601 WEST BROAD ST.
3. Date of Earliest Transaction (MM/DD/YYYY)

2/11/2020
(Street)

RICHMOND, VA 23230
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/11/2020  F  459 (1)D$46.20 (2)9284 (3)D  
Common Stock         6081 I DPS (4)
Common Stock         5248 I By Wife 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Shares withheld to satisfy taxes on the vesting of Performance Stock Units and Restricted Stock Units.
(2) The closing price of Altria Group, Inc. common stock on February 10, 2020, the last trading day immediately preceding the shares vesting.
(3) Total includes 2,684 Restricted Stock Units and 5,765 shares held jointly with wife.
(4) Shares held in the Altria Deferred Profit-Sharing Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
D'Ambrosia Steve
6601 WEST BROAD ST.
RICHMOND, VA 23230


Vice President and Controller

Signatures
W. Hildebrandt Surgner, Jr. for Steve D'Ambrosia2/13/2020
**Signature of Reporting PersonDate

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