We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Merrill Lynch & CO | NYSE:MER | NYSE | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.00 | - |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
BERKERY ROSEMARY T |
2. Issuer Name
and
Ticker or Trading Symbol
MERRILL LYNCH & CO., INC. [ MER ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) EVP & General Counsel |
C/O MERRILL LYNCH & CO., INC., 4 WORLD FINANCIAL CENTER |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10080 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/31/2008 | A | 121358 (1) | A | $0 | 583864 (2) | D |
|
||
Common Stock | 1/1/2009 | D | 583864 | D | $0 (3) | 0 | D |
|
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $55.59 | 1/1/2009 | D | 593600 | (4) | 1/28/2018 | Common Stock | 593600 | (4) | 0 | D |
|
|||
Stock Option (Right to Buy) | $59.85 | 1/1/2009 | D | 46557 | (5) | 1/26/2014 | Common Stock | 46557 | (5) | 0 | D |
|
|||
Stock Option (Right to Buy) | $36.07 | 1/1/2009 | D | 83984 | (6) | 1/27/2013 | Common Stock | 83984 | (6) | 0 | D |
|
|||
Stock Option (Right to Buy) | $53.75 | 1/1/2009 | D | 90179 | (7) | 1/28/2012 | Common Stock | 90179 | (7) | 0 | D |
|
|||
Stock Option (Right to Buy) | $77.56 | 1/1/2009 | D | 54150 | (8) | 1/23/2011 | Common Stock | 54150 | (8) | 0 | D |
|
Explanation of Responses: | |
( 1) | The reporting person received 121,358 restricted shares under a performance-based plan established by the issuer in 2006 tied to a return on equity. Pursuant to the plan, these shares were converted at a ratio of 2.5 to 1 immediately prior to the merger between the issuer and a subsidiary of Bank of America Corporation ("BAC"). |
( 2) | This total reflects the acquisition of shares of issuer common stock as a result of contributions, allocations or dividend reinvestments through issuer plans which are exempt from the reporting requirements under the provisions of Rule 16a-3 and/or 16a-11. |
( 3) | Disposed of pursuant to merger agreement between issuer and BAC in exchange for 0.8595 of a common share of BAC for each share of issuer common stock, as set forth in the merger agreement. The closing price of BAC common stock on December 31, 2008 was $14.08. These transactions are exempt under Rule 16b-3. |
( 4) | These options, which provided for 100% vesting upon the completion of the merger between the issuer and a subsidiary of BAC, were assumed by BAC in the merger and replaced with options to purchase 510,197 shares of BAC common stock with an exercise price of $64.69 per share. |
( 5) | These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 40,015 shares of BAC common stock with an exercise price of $69.64 per share. |
( 6) | These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 72,184 shares of BAC common stock with an exercise price of $41.97 per share. |
( 7) | These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 77,508 shares of BAC common stock with an exercise price of $62.54 per share. |
( 8) | These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 46,541 shares of BAC common stock with an exercise price of $90.25 per share. |
Remarks:
All reported positions have been rounded down to the nearest whole number. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
BERKERY ROSEMARY T
C/O MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK, NY 10080 |
|
|
EVP & General Counsel |
|
Signatures
|
||
Rosemary T. Berkery (By Pia K. Thompson, as agent) | 1/5/2009 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year ML Chart |
1 Month ML Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions