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LYB LyondellBasell Industries NV

99.50
0.72 (0.73%)
Last Updated: 18:49:58
Delayed by 15 minutes
Share Name Share Symbol Market Type
LyondellBasell Industries NV NYSE:LYB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.72 0.73% 99.50 99.77 98.90 99.09 412,560 18:49:58

Statement of Changes in Beneficial Ownership (4)

24/02/2020 9:31pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Rhenman Torkel
2. Issuer Name and Ticker or Trading Symbol

LyondellBasell Industries N.V. [ LYB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, I&D
(Last)          (First)          (Middle)

4TH FLOOR, ONE VINE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/20/2020
(Street)

LONDON, X0 W1J 0AH
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 2/20/2020  A  6236.00 A$0.00 24027.00 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy) $83.35 2/20/2020  A   42603.00     (2)2/20/2030 Class A Ordinary Shares 42603.00 $0.00 42603.00 D  

Explanation of Responses:
(1) Includes 16,527 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2020; 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022 and 2,722 granted on July 15, 2019 that vest on July 15, 2022. The 6,236 RSUs reported on this Form 4 vest on February 20, 2023.
(2) Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Rhenman Torkel
4TH FLOOR
ONE VINE STREET
LONDON, X0 W1J 0AH


EVP, I&D

Signatures
/s/ Lara A. Mason, Attorney-in-Fact2/24/2020
**Signature of Reporting PersonDate

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