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LYB LyondellBasell Industries NV

99.12
0.34 (0.34%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
LyondellBasell Industries NV NYSE:LYB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.34 0.34% 99.12 99.77 98.90 99.09 1,506,978 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/01/2020 6:17pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

FARLEY CLAIRE S
2. Issuer Name and Ticker or Trading Symbol

LyondellBasell Industries N.V. [ LYB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

4TH FLOOR, ONE VINE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2019
(Street)

LONDON, X0 W1J 0AH
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 12/31/2019  A(1)  454.00 (1)A$0.00 13677.00 (2)D  
Class A Ordinary Shares 12/31/2019  F  79.00 D$94.48 13598.00 (2)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.65, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.
(2) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,197 granted on May 30, 2019 that vest on May 30, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
FARLEY CLAIRE S
4TH FLOOR
ONE VINE STREET
LONDON, X0 W1J 0AH
X



Signatures
/s/ N. Elizabeth Campbell, Attorney-in-Fact1/3/2020
**Signature of Reporting PersonDate

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