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LYB LyondellBasell Industries NV

100.07
-0.20 (-0.20%)
Last Updated: 20:23:29
Delayed by 15 minutes
Share Name Share Symbol Market Type
LyondellBasell Industries NV NYSE:LYB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.20 -0.20% 100.07 100.50 99.685 100.00 567,931 20:23:29

Statement of Changes in Beneficial Ownership (4)

03/01/2020 6:16pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Aebischer Thomas
2. Issuer Name and Ticker or Trading Symbol

LyondellBasell Industries N.V. [ LYB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & CFO
(Last)          (First)          (Middle)

4TH FLOOR, ONE VINE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2019
(Street)

LONDON, X0 W1J 0AH
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 12/31/2019  F  839.00 (1)D$94.48 38016.00 D  
Class A Ordinary Shares 12/31/2019  F  2389.00 (2)D$94.48 35627.00 D  
Class A Ordinary Shares 12/31/2019  F  1375.00 (3)D$94.48 34252.00 D  
Class A Ordinary Shares 12/31/2019  D  4841.00 (4)D$0.00 (5)29411.00 D  
Class A Ordinary Shares 12/31/2019  D  173.00 (6)D$0.00 (5)29238.00 D  
Class A Ordinary Shares 12/31/2019  D  1973.00 (7)D$0.00 (5)27265.00 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 2,131 shares of restricted stock units granted to the reporting person on February 21, 2019.
(2) Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 6,071 shares of restricted stock units granted to the reporting person on February 16, 2017.
(3) Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 3,492 shares of restricted stock units granted to the reporting person on February 21, 2018.
(4) The reporting person's employment with the company ended on December 31, 2019 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 4,841 shares reported on this Form 4.
(5) Price is not applicable.
(6) The reporting person's employment with the company ended on December 31, 2019 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 173 shares reported on this Form 4.
(7) The reporting person's employment with the company ended on December 31, 2019 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 1,973 shares reported on this Form 4.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Aebischer Thomas
4TH FLOOR
ONE VINE STREET
LONDON, X0 W1J 0AH


EVP & CFO

Signatures
/s/ N. Elizabeth Campell, Attorney-in-Fact1/3/2020
**Signature of Reporting PersonDate

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