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LYB LyondellBasell Industries NV

99.52
-0.45 (-0.45%)
After Hours
Last Updated: 21:35:58
Delayed by 15 minutes
Share Name Share Symbol Market Type
LyondellBasell Industries NV NYSE:LYB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.45 -0.45% 99.52 100.77 99.01 100.30 1,935,706 21:35:58

Statement of Changes in Beneficial Ownership (4)

19/08/2019 9:51pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Seward James Malcolm
2. Issuer Name and Ticker or Trading Symbol

LyondellBasell Industries N.V. [ LYB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP, R&D, Tech & Sustain.
(Last)          (First)          (Middle)

4TH FLOOR, ONE VINE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

8/15/2019
(Street)

LONDON, X0 W1J 0AH
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares   8/15/2019     A    210.00   A $0.00   11974.00   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy)   $72.60   8/15/2019     A      1272.00         (2) 8/15/2029   Class A Ordinary Shares   1272.00   $0.00   1272.00   D    

Explanation of Responses:
(1)  Includes 3,537 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 464 granted on February 16, 2017 that vest on February 16, 2020; 472 granted on February 21, 2018 that vest on February 21, 2021; 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022 and 210 granted on August 15, 2019 that vest on August 15, 2022.
(2)  Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of August 15, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Seward James Malcolm
4TH FLOOR
ONE VINE STREET
LONDON, X0 W1J 0AH


SVP, R&D, Tech & Sustain.

Signatures
/s/ Lara A. Mason, Attorney-in-Fact 8/19/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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