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Share Name | Share Symbol | Market | Type |
---|---|---|---|
LL&E Royalty Trust CO. | NYSE:LRT | NYSE | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.00 | - |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * ROBOTTI ROBERT |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol LL&E ROYALTY TRUST [LRT] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below) ___ X ___ Other (specify below) / 10 % Owner (1,2) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Units of Beneficial Interest | 1775019 (3) (4) | I | See Footnote (1) (2) (3) (4) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | Each of Robotti & Company, LLC ("Robotti & Company"), a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended (Exchange Act"), Robotti & Company Advisors, LLC ("Robotti & Company Advisors"), an investment adviser registered under the Investment Advisers Act of 1940, as amended, The Ravenswood Investment Company, L.P. ("RIC"), Ravenswood Investments III, L.P. ("RI"), Ravenswood Management Company, L.L.C. ("RMC," and together with Robotti & Company, Robotti & Company Advisors, RIC, RI, RMC, Robert Robotti and Kenneth R. Wasiak, the "Reporting Parties"), the general partner of RIC and RI, Mr. Robotti, President and an indirect owner of Robotti & Company and Robotti & Company Advisors and a Managing Member of RMC, and Mr. Wasiak, a Managing Member of RMC, may be deemed a group ( for the purpose of Rule 16a-1(a)(1) under the Exchange Act) |
( 2) | Due to a 1,000 character limit, Footnote 2 is a continuation of Footnote 1. with Spruce House Partners LP ("SHP"), Spruce House Capital LLC ("SHC," and together with SHP, Benjamin Stein, Zachary Sternberg, the "Spruce House Parties"), general partner of SHP, Mr. Stein and Mr. Sternberg, each Managing Members of SHC, due to a Joint Filing Agreement dated as of September 2, 2009 among such persons. Each of the Robotti Parties disclaims beneficial ownership of any Units owned by any of the Spruce House Parties. |
( 3) | This number includes 65,800 Units of Beneficial Interest (the "Units") owned directly and beneficially by the advisory clients of Robotti & Company Advisors and owned directly and beneficially by Robotti & Company's discretionary brokerage customers. Mr. Robotti disclaims beneficial ownership of these Units except to the extent of his pecuniary interest therein, if any. |
( 4) | This number includes 1,207,156 Units directly owned by RIC and beneficially owned by its partners and 502,063 Units directly owned by RI and beneficially owned by its partners. Each of Messrs. Robotti and Wasiak and RMC disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interest therein, if any. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
ROBOTTI ROBERT
110 EAST 42ND STREET SUITE 1100 NEW YORK, NY 10017 |
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10 % Owner (1,2) | |
WASIAK KENNETH R
C/O PUSTORINO PUGLISI & CO LLP 515 MADISON AVENUE NEW YORK, NY 10022 |
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10% Owner (1,2) |
Signatures
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/s/ Robert Robotti | 9/10/2009 | |
** Signature of Reporting Person | Date | |
/s/ Kenneth R. Wasiak | 9/10/2009 | |
** Signature of Reporting Person | Date | |
Ravenswood Management Company, L.L.C. | 9/10/2009 | |
** Signature of Reporting Person | Date | |
Ravenswood Investment Company, L.P. | 9/10/2009 | |
** Signature of Reporting Person | Date | |
Ravenswood Investments III, L.P. | 9/10/2009 | |
** Signature of Reporting Person | Date | |
Robotti & Company, LLC | 9/10/2009 | |
** Signature of Reporting Person | Date | |
Robotti & Company Advisors, LLC | 9/10/2009 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year L L E Royal TR Ubi Chart |
1 Month L L E Royal TR Ubi Chart |
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