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LOAK Live Oak Acquisition Corp

24.20
0.00 (0.00%)
19 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Live Oak Acquisition Corp NYSE:LOAK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 24.20 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

09/10/2020 3:02pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Wunderlich Gary Kent JR
2. Issuer Name and Ticker or Trading Symbol

Live Oak Acquisition Corp [ LOAK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

C/O LIVE OAK ACQUISITION CORP., 774A WALKER RD,
3. Date of Earliest Transaction (MM/DD/YYYY)

10/7/2020
(Street)

GREAT FALLS, VA 22066
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants (right to buy) $11.5 10/7/2020  A   10000     (1) (1)Class A Common Stock 10000 $1.6 10000 I See footnote (1)
Warrants (right to buy) $11.5 10/7/2020  A   10000     (1) (1)Class A Common Stock 10000 $1.6 10000 I See footnote (1)
Warrants (right to buy) $11.5 10/7/2020  A   10000     (1) (1)Class A Common Stock 10000 $1.5962 10000 I See Footnote (2)
Warrants (right to buy) $11.5 10/8/2020  A   5707     (1) (1)Class A Common Stock 5707 $1.5 5707 I See Footnote (3)
Warrants (right to buy) $11.5 10/8/2020  A   4293     (1) (1)Class A Common Stock 4293 $1.6 4293 I See Footnote (4)

Explanation of Responses:
(1) The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.
(2) The warrants were purchased by trusts of which Mr. Wunderlich is trustee. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by the trusts.
(3) The warrants were purchased by Mr. Wunderlich's IRA. Mr. Wunderlich benefits from the shares held in his IRA account and, as a result, Mr. Wunderlich may be deemed to have beneficial ownership of the securities in his IRA account.
(4) The warrants were purchased by a trust of which Mr. Wunderlich is a beneficiary. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by the trust.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Wunderlich Gary Kent JR
C/O LIVE OAK ACQUISITION CORP.
774A WALKER RD,
GREAT FALLS, VA 22066

XPresident

Signatures
/s/ Gary K. Wunderlich, Jr.10/9/2020
**Signature of Reporting PersonDate

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