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LKSD LSC Communications Inc

0.2066
0.00 (0.00%)
22 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
LSC Communications Inc NYSE:LKSD NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.2066 0 01:00:00

Amended Statement of Beneficial Ownership (3/a)

01/11/2016 11:26pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HAMILTON JUDITH H

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2016 

3. Issuer Name and Ticker or Trading Symbol

LSC Communications, Inc. [LKSD]

(Last)        (First)        (Middle)

C/O LSC COMMUNICATIONS, INC., 35 WEST WACKER DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

CHICAGO, IL 60601       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

10/3/2016 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   24183   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units     (2)   (2) Common Stock   10363   (2)   (3) D    
Phantom Stock   (4)   (5)   (5) Common Stock   6280     (6) D    

Explanation of Responses:
( 1)  Reporting Person is filing a second amendment to her Form 3, which was initially filed on October 3, 2016 and amended on October 18, 2016, in order to update the number of securities beneficially owned as of the date of the event requiring the statement. This amount includes 9,027 shares of common stock of LSC Communications, Inc. ("LSC") and 15,156 restricted stock units, which are reflected as beneficially owned and reported as shares of LSC common stock. The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among R. R. Donnelley & Sons Company ("RRD"), LSC, and Donnelley Financial Solutions, Inc. ("DFS"), and gives effect to the distribution by RRD of 80.75% of the common stock of each LSC and DFS (collectively, the "Spinoffs"), which occurred on October 1, 2016.
( 2)  Reporting Person previously filed an amendment to her Form 3, which was filed on October 18, 2016, in order to update the number of shares underlying derivative securities as of the date of the event requiring the statement. These restricted stock units are reported in Table II because they may be paid by the Company in either stock or cash at its option. These restricted stock units are payable in shares of common stock or cash when the Reporting Person ceases to be a director. Such restricted stock units vested prior to the date of the event requiring this statement. The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement and such units have been converted into restricted stock units over LSC common stock to give effect to the Spinoffs.
( 3)  One restricted stock unit is equal to one share of LSC common stock or the closing price of one share of LSC common stock on the NYSE on the Reporting Person's last day as a director of LSC.
( 4)  These securities were inadvertently omitted from the Reporting Person's holdings reported in the previously filed Form 3. Reporting Person is filing this second amendment to correct this inadvertent omission. The number of shares of phantom stock was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement based on ownership of RRD phantom stock.
( 5)  Phantom stock will be settled 100% in cash, payable annually in installments over a period of ten years, after the Reporting Person ceases to be director.
( 6)  Each share of phantom stock is the economic equivalent of one share of LSC common stock.

Remarks:
Judith H. Hamilton became a director of LSC Communications, Inc. on October 1, 2016.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
HAMILTON JUDITH H
C/O LSC COMMUNICATIONS, INC.
35 WEST WACKER DRIVE
CHICAGO, IL 60601
X



Signatures
/s/ Suzanne S. Bettman, Suzanne S. Bettman, Attorney-In-Fact for Judith H. Hamilton 11/1/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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