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LEE Lee Enterprises Inc

28.50
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Lee Enterprises Inc NYSE:LEE NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 28.50 0 01:00:00

Amended Statement of Changes in Beneficial Ownership (4/a)

17/01/2020 8:09pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MOWBRAY KEVIN
2. Issuer Name and Ticker or Trading Symbol

LEE ENTERPRISES, Inc [ LEE ENT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Dir., President & CEO
(Last)          (First)          (Middle)

C/O LEE ENTERPRISES, INCORPORATED, 4600 E. 53RD STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

12/13/2019
(Street)

DAVENPORT, IA 52807
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

12/13/2019 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/13/2019  A  200000 A$0 868853 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $2.57 9/28/2010  A   55800    9/28/2011 9/28/2020 Common Stock 55800 (2)$2.57 55800 D  
Employee Stock Option (Right to Buy) $1.13 4/30/2012  A   80000    4/30/2013 4/30/2022 Common Stock 80000 (2)$1.13 80000 D  

Explanation of Responses:
(1) 19,631 shares were omitted from the Reporting Person's original Form 4 filed December 17, 2019, and these shares were also omitted from Reporting Person's Form 4 filed December 16, 2019. This Amendment corrects the error.
(2) These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MOWBRAY KEVIN
C/O LEE ENTERPRISES, INCORPORATED
4600 E. 53RD STREET
DAVENPORT, IA 52807
X
Dir., President & CEO

Signatures
/s/Edmund H. Carroll, Limited POA, Attorney-in-Fact1/17/2020
**Signature of Reporting PersonDate

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