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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Kadmon Holdings Inc | NYSE:KDMN | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 3.53 | 0 | 00:00:00 |
1. Name and Address of Reporting Person * Meehan Steven | 2. Issuer Name and Ticker or Trading Symbol Kadmon Holdings, Inc. [ KDMN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Financial Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/9/2021 | D | 24909 | D | $9.50 (1) | 0 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $4.12 | 11/9/2021 | D | 25000 | (2) | 6/29/2027 | Common Stock, par value $0.001 | 25000 | $5.38 (3) | 0 | D | ||||
Stock Option (right to buy) | $3.35 | 11/9/2021 | D | 25000 | (2) | 7/27/2028 | Common Stock, par value $0.001 | 25000 | $6.15 (3) | 0 | D | ||||
Stock Option (right to buy) | $2.17 | 11/9/2021 | D | 400000 | (2) | 2/8/2029 | Common Stock, par value $0.001 | 400000 | $7.33 (3) | 0 | D | ||||
Stock Option (right to buy) | $4.34 | 11/9/2021 | D | 500000 | (2) | 1/27/2030 | Common Stock, par value $0.001 | 500000 | $5.16 (3) | 0 | D | ||||
Stock Option (right to buy) | $3.96 | 11/9/2021 | D | 1020000 | (2) | 1/8/2031 | Common Stock, par value $0.001 | 1020000 | $5.54 (3) | 0 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Meehan Steven C/O KADMON HOLDINGS, INC. 450 E. 29TH STREET NEW YORK, NY 10016 | EVP, Chief Financial Officer |
Signatures | ||
/s/ Gregory S. Moss, Attorney-in-Fact | 11/9/2021 | |
**Signature of Reporting Person | Date |
1 Year Kadmon Chart |
1 Month Kadmon Chart |
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