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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Kadmon Holdings Inc | NYSE:KDMN | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 3.53 | 0 | 01:00:00 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Moss Gregory S. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol Kadmon Holdings, Inc. [KDMN] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, General Counsel / Chief Compliance Officer | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock, par value $0.001 | 1964 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 7/26/2016 | 6/25/2022 | Common stock, par value $0.001 | 1334 | $12 | D | |
Stock Option (right to buy) | 7/26/2016 | 12/19/2023 | Common stock, par value $0.001 | 2000 | $12 | D | |
Stock Option (right to buy) | 12/31/2017 | 12/31/2024 | Common stock, par value $0.001 | 1847 | $12 | D | |
Stock Option (right to buy) | 12/31/2018 | 12/31/2025 | Common stock, par value $0.001 | 15385 | $12 | D | |
Stock Option (right to buy) | (1) | 12/15/2026 | Common stock, par value $0.001 | 75000 | $4.66 | D | |
Stock Option (right to buy) | (2) | 12/8/2027 | Common stock, par value $0.001 | 150000 | $3.64 | D | |
Stock Option (right to buy) | 12/14/2019 | 12/14/2028 | Common stock, par value $0.001 | 75000 | $2.47 | D | |
Equity Appreciation Rights Unit | (3)(4) | 12/16/2024 | Common stock, par value $0.001 | 71345 | (3)(4) | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Moss Gregory S. C/O KADMON HOLDINGS, INC. 450 EAST 29TH STREET NEW YORK, NY 10016 | EVP, General Counsel | Chief Compliance Officer |
Signatures | ||
/s/ Gregory Moss | 8/30/2019 | |
**Signature of Reporting Person | Date |
1 Year Kadmon Chart |
1 Month Kadmon Chart |
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