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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Kcg Holdings Class A | NYSE:KCG | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 20.00 | 0 | 00:00:00 |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Coleman Daniel |
2. Issuer Name
and
Ticker or Trading Symbol
Virtu KCG Holdings LLC [ KCG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
300 VESEY STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10282 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock, par value $0.01 per share | 7/20/2017 | D | 1620694 | D | $20 (1) | 0 | D | |||
Restricted Stock Units | 7/20/2017 | D | 217133 | D | $20 (2) | 0 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Settled Stock Appreciation Rights | $22.5 | 7/20/2017 | D | 1700000 | (3) | (3) | Class A Common Stock, par value $0.01 per share | 1700000 | (4) | 0 | D | ||||
Stock Options | $11.65 | 7/20/2017 | D | 1700000 | (5) | (5) | Class A Common Stock, par value $0.01 per share | 3700000 | (6) | 0 | D | ||||
Stock Options | $23.35 | 7/20/2017 | D | 2000000 | (7) | (7) | Class A Common Stock, par value $0.01 per share | 3700000 | (6) | 0 | D | ||||
Class B Warrants | $13.16 | 7/20/2017 | D | 53711 | (8) | (8) | Class A Common Stock, par value $0.01 per share | 53711 | (9) | 0 | D | ||||
Class C Warrants | $14.63 | 7/20/2017 | D | 53710 | (10) | (10) | Class A Common Stock, par value $0.01 per share | 53710 | (9) | 0 | D |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Coleman Daniel
300 VESEY STREET NEW YORK, NY 10282 |
X |
|
Chief Executive Officer |
|
Signatures
|
||
/s/ Robert McQueen as Attorney-in-Fact for Daniel Coleman | 7/20/2017 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year KCG Holdings, Inc. Chart |
1 Month KCG Holdings, Inc. Chart |
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