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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Managed High Yield Plus Fund, Inc. | NYSE:HYF | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.88 | 0 | 01:00:00 |
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds 117.84% | |||||||
|
|||||||
Aerospace/defense 1.35% | |||||||
Global Aviation Holdings Ltd. | |||||||
14.000%, due 08/15/13 1,2 |
1,275,000 | 1,284,563 | |||||
|
|||||||
Spirit Aerosystems, Inc. | |||||||
7.500%, due 10/01/17 1,2 |
200,000 | 198,000 | |||||
|
|||||||
Triumph Group, Inc. | |||||||
8.000%, due 11/15/17 1,2 |
250,000 | 251,875 | |||||
|
|||||||
1,734,438 | |||||||
|
|||||||
Airlines 0.78% | |||||||
Delta Air Lines, Inc. | |||||||
12.250%, due 03/15/15 1,2 |
500,000 | 508,125 | |||||
|
|||||||
United Air Lines, Inc. | |||||||
9.875%, due 08/01/13 1 |
500,000 | 500,000 | |||||
|
|||||||
1,008,125 | |||||||
|
|||||||
Apparel/textiles 0.40% | |||||||
Levi Strauss & Co. | |||||||
9.750%, due 01/15/15 2 |
500,000 | 521,250 | |||||
|
|||||||
Auto parts & equipment 2.53% | |||||||
American Axle & Manufacturing Holdings, Inc. | |||||||
9.250%, due 01/15/17 1,2 |
500,000 | 517,500 | |||||
|
|||||||
Goodyear Tire & Rubber | |||||||
9.000%, due 07/01/15 2 |
1,300,000 | 1,340,625 | |||||
|
|||||||
10.500%, due 05/15/16 2 |
285,000 | 307,087 | |||||
|
|||||||
Stanadyne Corp. | |||||||
10.000%, due 08/15/14 2 |
1,000,000 | 905,000 | |||||
|
|||||||
Tenneco, Inc., Series B | |||||||
10.250%, due 07/15/13 2 |
188,000 | 194,110 | |||||
|
|||||||
3,264,322 | |||||||
|
|||||||
Automakers 1.39% | |||||||
Ford Motor Credit Co. LLC | |||||||
8.700%, due 10/01/14 2 |
500,000 | 512,868 | |||||
|
|||||||
9.875%, due 08/10/11 2 |
1,000,000 | 1,049,016 | |||||
|
|||||||
Navistar International Corp. | |||||||
8.250%, due 11/01/21 2 |
225,000 | 228,375 | |||||
|
|||||||
1,790,259 | |||||||
|
|||||||
Automotive 0.21% | |||||||
ArvinMeritor, Inc. | |||||||
10.625%, due 03/15/18 |
275,000 | 276,502 | |||||
|
|||||||
Banking 4.15% | |||||||
BankAmerica Capital II | |||||||
8.000%, due 12/15/26 2 |
280,000 | 268,800 | |||||
|
|||||||
Citigroup Capital XXI | |||||||
8.300%, due 12/21/57 2,3 |
300,000 | 278,250 | |||||
|
|||||||
GMAC LLC | |||||||
7.250%, due 03/02/11 2 |
1,500,000 | 1,507,900 | |||||
|
|||||||
8.000%, due 11/01/31 2 |
2,400,000 | 2,214,000 | |||||
|
|||||||
8.300%, due 02/12/15 1,2 |
325,000 | 327,844 | |||||
|
|||||||
4,049,744 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Banking (concluded) | |||||||
NB Capital Trust II | |||||||
7.830%, due 12/15/26 2 |
300,000 | 282,000 | |||||
|
|||||||
Royal Bank of Scotland Group PLC | |||||||
7.640%, due 09/29/17 2,4,5 |
750,000 | 461,250 | |||||
|
|||||||
5,340,044 | |||||||
|
|||||||
Building materials 3.99% | |||||||
CPG International, Inc. | |||||||
10.500%, due 07/01/13 2 |
2,000,000 | 1,960,000 | |||||
|
|||||||
Headwaters, Inc. | |||||||
11.375%, due 11/01/14 1,2 |
175,000 | 176,750 | |||||
|
|||||||
Interface, Inc., Series B | |||||||
11.375%, due 11/01/13 2 |
1,500,000 | 1,687,500 | |||||
|
|||||||
Ply Gem Industries | |||||||
11.750%, due 06/15/13 2 |
1,300,000 | 1,319,500 | |||||
|
|||||||
5,143,750 | |||||||
|
|||||||
Chemicals 0.04% | |||||||
Georgia Gulf Corp. | |||||||
9.000%, due 01/15/17 1,2 |
50,000 | 51,875 | |||||
|
|||||||
Consumer products 0.80% | |||||||
American Achievement Corp. | |||||||
8.250%, due 04/01/12 1,2 |
815,000 | 802,775 | |||||
|
|||||||
Libbey Glass, Inc. | |||||||
10.000%, due 02/15/15 1,2 |
225,000 | 232,875 | |||||
|
|||||||
1,035,650 | |||||||
|
|||||||
Consumer/commercial/lease financing 2.93% | |||||||
American General Finance Corp. MTN | |||||||
6.900%, due 12/15/17 2 |
375,000 | 268,969 | |||||
|
|||||||
ILFC E-Capital Trust I | |||||||
5.900%, due 12/21/65 1,2,3 |
650,000 | 338,000 | |||||
|
|||||||
International Lease Finance Corp. MTN | |||||||
4.950%, due 02/01/11 2 |
1,050,000 | 1,020,510 | |||||
|
|||||||
5.450%, due 03/24/11 2 |
850,000 | 814,531 | |||||
|
|||||||
5.625%, due 09/15/10 2 |
200,000 | 197,751 | |||||
|
|||||||
5.650%, due 06/01/14 2 |
200,000 | 169,791 | |||||
|
|||||||
Residential Capital LLC | |||||||
6.375%, due 06/30/10 2 |
1,000,000 | 965,000 | |||||
|
|||||||
3,774,552 | |||||||
|
|||||||
Diversified capital goods 3.19% | |||||||
Belden, Inc. | |||||||
9.250%, due 06/15/19 1,2 |
1,000,000 | 1,060,000 | |||||
|
|||||||
Southern States Cooperative, Inc. | |||||||
10.500%, due 11/01/11 1,2 |
3,000,000 | 2,992,500 | |||||
|
|||||||
Trimas Corp. | |||||||
9.750%, due 12/15/17 1,2 |
60,000 | 60,300 | |||||
|
|||||||
4,112,800 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Electric-generation 8.34% | |||||||
AES Corp. | |||||||
8.000%, due 06/01/20 2 |
950,000 | 932,187 | |||||
|
|||||||
Dynegy Holdings, Inc. | |||||||
7.625%, due 10/15/26 2 |
750,000 | 517,500 | |||||
|
|||||||
7.750%, due 06/01/19 2 |
525,000 | 412,125 | |||||
|
|||||||
Edison Mission Energy | |||||||
7.000%, due 05/15/17 2 |
75,000 | 54,938 | |||||
|
|||||||
7.625%, due 05/15/27 2 |
1,500,000 | 975,000 | |||||
|
|||||||
Energy Future Holdings Corp. | |||||||
10.875%, due 11/01/17 2 |
375,000 | 284,062 | |||||
|
|||||||
Mirant Americas Generation LLC | |||||||
9.125%, due 05/01/31 2 |
3,600,000 | 3,231,000 | |||||
|
|||||||
NRG Energy, Inc. | |||||||
8.500%, due 06/15/19 2 |
2,000,000 | 1,997,500 | |||||
|
|||||||
Orion Power Holdings, Inc. | |||||||
12.000%, due 05/01/10 2 |
2,000,000 | 2,012,500 | |||||
|
|||||||
Texas Competitive Electric Holdings Co. LLC, | |||||||
Series A |
|||||||
10.250%, due 11/01/15 2 |
425,000 | 317,645 | |||||
|
|||||||
10,734,457 | |||||||
|
|||||||
Electric-integrated 0.27% | |||||||
North American Energy | |||||||
10.875%, due 06/01/16 1,2 |
325,000 | 344,500 | |||||
|
|||||||
Electronics 2.63% | |||||||
Advanced Micro Devices, Inc. | |||||||
8.125%, due 12/15/17 1,2 |
220,000 | 222,750 | |||||
|
|||||||
Freescale Semiconductor | |||||||
10.125%, due 12/15/16 2 |
700,000 | 546,000 | |||||
|
|||||||
NXP BV/NXP Funding LLC | |||||||
9.500%, due 10/15/15 2 |
225,000 | 195,750 | |||||
|
|||||||
Sanmina-SCI Corp. | |||||||
8.125%, due 03/01/16 2 |
2,000,000 | 1,970,000 | |||||
|
|||||||
Viasystems, Inc. | |||||||
12.000%, due 01/15/15 1,2 |
425,000 | 452,625 | |||||
|
|||||||
3,387,125 | |||||||
|
|||||||
Energy-exploration & production 3.50% | |||||||
Chesapeake Energy Corp. | |||||||
9.500%, due 02/15/15 2 |
1,350,000 | 1,468,125 | |||||
|
|||||||
Comstock Resources, Inc. | |||||||
8.375%, due 10/15/17 2 |
170,000 | 173,400 | |||||
|
|||||||
Denbury Resources, Inc. | |||||||
8.250%, due 02/15/20 2 |
225,000 | 232,875 | |||||
|
|||||||
9.750%, due 03/01/16 2 |
500,000 | 538,750 | |||||
|
|||||||
Encore Acquisition Co. | |||||||
9.500%, due 05/01/16 2 |
500,000 | 532,500 | |||||
|
|||||||
Hilcorp Energy I | |||||||
8.000%, due 02/15/20 1,2 |
300,000 | 288,000 | |||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Energy-exploration & production (concluded) | |||||||
PetroHawk Energy Corp. | |||||||
7.875%, due 06/01/15 2 |
230,000 | 230,000 | |||||
|
|||||||
10.500%, due 08/01/14 2 |
450,000 | 488,250 | |||||
|
|||||||
SandRidge Energy, Inc. | |||||||
8.750%, due 01/15/20 1,2 |
300,000 | 294,000 | |||||
|
|||||||
Swift Energy Co. | |||||||
8.875%, due 01/15/20 2 |
250,000 | 257,500 | |||||
|
|||||||
4,503,400 | |||||||
|
|||||||
Food & drug retailers 1.37% | |||||||
Great Atlantic & Pacific Tea Co., Inc. | |||||||
11.375%, due 08/01/15 1,2 |
905,000 | 868,800 | |||||
|
|||||||
Rite Aid Corp. | |||||||
9.500%, due 06/15/17 2 |
515,000 | 426,163 | |||||
|
|||||||
10.375%, due 07/15/16 2 |
450,000 | 471,375 | |||||
|
|||||||
1,766,338 | |||||||
|
|||||||
Food-wholesale 2.05% | |||||||
Bumble Bee Foods LLC | |||||||
7.750%, due 12/15/15 1,2 |
200,000 | 200,500 | |||||
|
|||||||
Land OLakes Capital Trust I | |||||||
7.450%, due 03/15/28 1,2 |
300,000 | 264,000 | |||||
|
|||||||
Pinnacle Foods Finance LLC | |||||||
10.625%, due 04/01/17 2 |
500,000 | 517,500 | |||||
|
|||||||
Smithfield Foods, Inc. | |||||||
10.000%, due 07/15/14 1,2 |
250,000 | 270,625 | |||||
|
|||||||
Tyson Foods, Inc. | |||||||
10.500%, due 03/01/14 2 |
500,000 | 581,250 | |||||
|
|||||||
Viskase Cos., Inc. | |||||||
9.875%, due 01/15/18 1,2 |
800,000 | 810,000 | |||||
|
|||||||
2,643,875 | |||||||
|
|||||||
Forestry/paper 2.52% | |||||||
Appleton Papers, Inc. | |||||||
10.500%, due 06/15/15 1,2 |
500,000 | 462,500 | |||||
|
|||||||
Boise Cascade LLC | |||||||
7.125%, due 10/15/14 2 |
385,000 | 345,537 | |||||
|
|||||||
Boise Paper Holdings LLC | |||||||
9.000%, due 11/01/17 1,2 |
95,000 | 97,850 | |||||
|
|||||||
Cellu Tissue Holdings, Inc. | |||||||
11.500%, due 06/01/14 2 |
1,500,000 | 1,661,250 | |||||
|
|||||||
Domtar Corp. | |||||||
7.875%, due 10/15/11 2 |
49,000 | 51,818 | |||||
|
|||||||
Verso Paper Holdings LLC | |||||||
9.125%, due 08/01/14 2 |
685,000 | 630,200 | |||||
|
|||||||
3,249,155 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Gaming 12.98% | |||||||
FireKeepers Development Authority | |||||||
13.875%, due 05/01/15 1,2 |
1,925,000 | 2,213,750 | |||||
|
|||||||
Harrahs Operating Co., Inc. | |||||||
10.750%, due 02/01/16 2 |
2,000,000 | 1,540,000 | |||||
|
|||||||
11.250%, due 06/01/17 |
1,000,000 | 1,037,500 | |||||
|
|||||||
Jacobs Entertainment, Inc. | |||||||
9.750%, due 06/15/14 2 |
3,950,000 | 3,643,875 | |||||
|
|||||||
Little Traverse Bay Bands of Odawa Indians | |||||||
10.250%, due 02/15/14 1,6, * |
3,000,000 | 757,500 | |||||
|
|||||||
MGM Mirage, Inc. | |||||||
11.125%, due 11/15/17 1,2 |
500,000 | 540,000 | |||||
|
|||||||
13.000%, due 11/15/13 2 |
1,075,000 | 1,225,500 | |||||
|
|||||||
Peninsula Gaming LLC | |||||||
8.375%, due 08/15/15 1,2 |
125,000 | 119,375 | |||||
|
|||||||
10.750%, due 08/15/17 1,2 |
125,000 | 121,875 | |||||
|
|||||||
Pokagon Gaming Authority | |||||||
10.375%, due 06/15/14 1,2 |
2,983,000 | 3,102,320 | |||||
|
|||||||
River Rock Entertainment Authority | |||||||
9.750%, due 11/01/11 2 |
1,030,000 | 948,887 | |||||
|
|||||||
Scientific Games International | |||||||
9.250%, due 06/15/19 2 |
500,000 | 528,750 | |||||
|
|||||||
Shingle Springs Tribal Gaming Authority | |||||||
9.375%, due 06/15/15 1,2 |
505,000 | 401,475 | |||||
|
|||||||
Yonkers Racing Corp. | |||||||
11.375%, due 07/15/16 1,2 |
500,000 | 527,500 | |||||
|
|||||||
16,708,307 | |||||||
|
|||||||
Gas distribution 1.26% | |||||||
Atlas Pipeline Partner/Finance | |||||||
8.125%, due 12/15/15 2 |
1,000,000 | 937,500 | |||||
|
|||||||
Crosstex Energy/Crosstex Energy Finance Corp. | |||||||
8.875%, due 02/15/18 1,2 |
400,000 | 406,000 | |||||
|
|||||||
Inergy LP/Inergy Finance | |||||||
8.750%, due 03/01/15 2 |
275,000 | 282,563 | |||||
|
|||||||
1,626,063 | |||||||
|
|||||||
Health facilities 5.93% | |||||||
Apria Healthcare Group I | |||||||
11.250%, due 11/01/14 1,2 |
1,560,000 | 1,680,900 | |||||
|
|||||||
12.375%, due 11/01/14 1,2 |
500,000 | 538,750 | |||||
|
|||||||
Biomet, Inc. | |||||||
10.000%, due 10/15/17 2 |
1,250,000 | 1,365,625 | |||||
|
|||||||
Community Health Systems | |||||||
8.875%, due 07/15/15 2 |
1,575,000 | 1,630,125 | |||||
|
|||||||
HCA, Inc. | |||||||
9.125%, due 11/15/14 2 |
1,805,000 | 1,897,506 | |||||
|
|||||||
US Oncology, Inc. | |||||||
9.125%, due 08/15/17 2 |
500,000 | 518,750 | |||||
|
|||||||
7,631,656 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Health services 0.42% | |||||||
Prospect Medical Holdings, Inc. | |||||||
12.750%, due 07/15/14 2 |
500,000 | 540,000 | |||||
|
|||||||
Hotels 0.19% | |||||||
Host Hotels & Resorts LP | |||||||
9.000%, due 05/15/17 1,2 |
235,000 | 251,450 | |||||
|
|||||||
Household & leisure products 0.51% | |||||||
ACCO Brands Corp. | |||||||
10.625%, due 03/15/15 1,2 |
100,000 | 108,700 | |||||
|
|||||||
Sealy Mattress Co. | |||||||
10.875%, due 04/15/16 1,2 |
500,000 | 546,250 | |||||
|
|||||||
654,950 | |||||||
|
|||||||
Insurance-life 0.85% | |||||||
American General Institutional Capital A | |||||||
7.570%, due 12/01/45 1,2 |
480,000 | 386,400 | |||||
|
|||||||
Lincoln National Corp. | |||||||
7.000%, due 05/17/66 2,3 |
500,000 | 426,900 | |||||
|
|||||||
MetLife Capital Trust X | |||||||
9.250%, due 04/08/38 1,2,3 |
250,000 | 277,500 | |||||
|
|||||||
1,090,800 | |||||||
|
|||||||
Leisure 1.40% | |||||||
Royal Caribbean Cruises Ltd. | |||||||
6.875%, due 12/01/13 2 |
1,000,000 | 995,000 | |||||
|
|||||||
7.500%, due 10/15/27 2 |
950,000 | 807,500 | |||||
|
|||||||
1,802,500 | |||||||
|
|||||||
Machinery 0.21% | |||||||
CPM Holdings, Inc. | |||||||
10.625%, due 09/01/14 1,2 |
250,000 | 265,000 | |||||
|
|||||||
Media-broadcast 3.18% | |||||||
Clear Channel Communications, Inc. | |||||||
7.250%, due 10/15/27 2 |
195,000 | 90,675 | |||||
|
|||||||
10.750%, due 08/01/16 2 |
300,000 | 229,500 | |||||
|
|||||||
Clear Channel Worldwide Holdings, Inc. | |||||||
9.250%, due 12/15/17 1,2 |
195,000 | 200,063 | |||||
|
|||||||
LIN Television Corp. | |||||||
6.500%, due 05/15/13 2 |
1,545,000 | 1,463,887 | |||||
|
|||||||
Salem Communications Corp. | |||||||
9.625%, due 12/15/16 1,2 |
225,000 | 232,312 | |||||
|
|||||||
Sinclair Television Group | |||||||
8.000%, due 03/15/12 2 |
1,250,000 | 1,228,125 | |||||
|
|||||||
9.250%, due 11/01/17 1,2 |
100,000 | 103,750 | |||||
|
|||||||
Univision Communications, Inc. | |||||||
12.000%, due 07/01/14 1,2 |
500,000 | 541,250 | |||||
|
|||||||
4,089,562 | |||||||
|
|||||||
Media-cable 0.73% | |||||||
CSC Holdings LLC | |||||||
8.625%, due 02/15/19 1,2 |
200,000 | 216,000 | |||||
|
|||||||
Virgin Media Finance PLC | |||||||
9.125%, due 08/15/16 2 |
500,000 | 516,250 | |||||
|
|||||||
9.500%, due 08/15/16 2 |
200,000 | 212,000 | |||||
|
|||||||
944,250 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Media-services 1.19% | |||||||
Affinion Group, Inc. | |||||||
10.125%, due 10/15/13 2 |
750,000 | 757,500 | |||||
|
|||||||
Nielsen Finance LLC | |||||||
11.625%, due 02/01/14 2 |
125,000 | 139,219 | |||||
|
|||||||
WMG Acquisition Corp. | |||||||
9.500%, due 06/15/16 1,2 |
600,000 | 630,000 | |||||
|
|||||||
1,526,719 | |||||||
|
|||||||
Metals/mining excluding steel 1.55% | |||||||
Murray Energy Corp. | |||||||
10.250%, due 10/15/15 1,2 |
225,000 | 225,281 | |||||
|
|||||||
Teck Resources Ltd. | |||||||
10.250%, due 05/15/16 2 |
1,020,000 | 1,216,350 | |||||
|
|||||||
10.750%, due 05/15/19 2 |
450,000 | 553,500 | |||||
|
|||||||
1,995,131 | |||||||
|
|||||||
Multi-line insurance 1.15% | |||||||
Genworth Financial, Inc. | |||||||
6.150%, due 11/15/66 2,3 |
1,150,000 | 796,375 | |||||
|
|||||||
Glen Meadow Pass Through Trust | |||||||
6.505%, due 02/12/67 1,2,3 |
250,000 | 194,063 | |||||
|
|||||||
Hartford Financial Services Group | |||||||
8.125%, due 06/15/38 2,3 |
500,000 | 487,500 | |||||
|
|||||||
1,477,938 | |||||||
|
|||||||
Non-food & drug retailers 2.89% | |||||||
Bon-Ton Department Stores, Inc. | |||||||
10.250%, due 03/15/14 2 |
150,000 | 134,625 | |||||
|
|||||||
Dollar General Corp. | |||||||
10.625%, due 07/15/15 2 |
417,000 | 456,615 | |||||
|
|||||||
Freedom Group, Inc. | |||||||
10.250%, due 08/01/15 1,2 |
790,000 | 837,400 | |||||
|
|||||||
Limited Brands, Inc. | |||||||
7.600%, due 07/15/37 2 |
450,000 | 400,500 | |||||
|
|||||||
Macys Retail Holdings, Inc. | |||||||
7.450%, due 07/15/17 2 |
350,000 | 357,875 | |||||
|
|||||||
Susser Holdings & Finance LLC | |||||||
10.625%, due 12/15/13 2 |
500,000 | 518,750 | |||||
|
|||||||
Toys R Us Property Co. LLC | |||||||
8.500%, due 12/01/17 1,2 |
285,000 | 287,850 | |||||
|
|||||||
Yankee Acquisition Corp., Series B | |||||||
8.500%, due 02/15/15 2 |
400,000 | 400,000 | |||||
|
|||||||
9.750%, due 02/15/17 2 |
330,000 | 329,175 | |||||
|
|||||||
3,722,790 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Oil field equipment & services 2.00% | |||||||
Aquilex Holding/Aquilex Finance Corp. | |||||||
11.125%, due 12/15/16 1,2 |
100,000 | 104,500 | |||||
|
|||||||
Edgen Murray Corp. | |||||||
12.250%, due 01/15/15 1,2 |
225,000 | 202,500 | |||||
|
|||||||
Expro Finance Luxembourg | |||||||
8.500%, due 12/15/16 1,2 |
295,000 | 293,525 | |||||
|
|||||||
Geokinetics Holdings, Inc. | |||||||
9.750%, due 12/15/14 1,2 |
290,000 | 276,950 | |||||
|
|||||||
Key Energy Services, Inc. | |||||||
8.375%, due 12/01/14 2 |
1,000,000 | 990,000 | |||||
|
|||||||
McJunkin Red Man Corp. | |||||||
9.500%, due 12/15/16 1,2 |
710,000 | 711,775 | |||||
|
|||||||
2,579,250 | |||||||
|
|||||||
Oil refining & marketing 0.40% | |||||||
Tesoro Corp. | |||||||
9.750%, due 06/01/19 2 |
500,000 | 513,750 | |||||
|
|||||||
Packaging 4.42% | |||||||
Berry Plastics Escrow LLC | |||||||
8.250%, due 11/15/15 1 |
225,000 | 222,187 | |||||
|
|||||||
8.875%, due 09/15/14 1 |
175,000 | 168,438 | |||||
|
|||||||
Exopack Holding Corp. | |||||||
11.250%, due 02/01/14 2 |
3,425,000 | 3,540,594 | |||||
|
|||||||
Graham Packaging Co. LP | |||||||
9.875%, due 10/15/14 2 |
950,000 | 969,000 | |||||
|
|||||||
Solo Cup/Solo Cup Operating Corp. | |||||||
10.500%, due 11/01/13 |
750,000 | 785,625 | |||||
|
|||||||
5,685,844 | |||||||
|
|||||||
Personal & casualty 0.41% | |||||||
Liberty Mutual Group, Inc. | |||||||
10.750%, due 06/15/58 1,2,3 |
485,000 | 523,800 | |||||
|
|||||||
Pharmaceuticals 2.02% | |||||||
Axcan Intermediate Holdings, Inc. | |||||||
12.750%, due 03/01/16 2 |
2,200,000 | 2,381,500 | |||||
|
|||||||
Elan Finance PLC/Elan Finance Corp. | |||||||
8.750%, due 10/15/16 1,2 |
225,000 | 218,250 | |||||
|
|||||||
2,599,750 | |||||||
|
|||||||
Printing & publishing 4.25% | |||||||
Cengage Learning Acquisitions, Inc. | |||||||
10.500%, due 01/15/15 1,2 |
225,000 | 205,031 | |||||
|
|||||||
Harland Clarke Holdings | |||||||
9.500%, due 05/15/15 2 |
1,750,000 | 1,596,875 | |||||
|
|||||||
Hollinger, Inc. | |||||||
12.875%, due 03/01/11 6,7,8,9 * |
975,000 | 0 | |||||
|
|||||||
McClatchy Co. | |||||||
11.500%, due 02/15/17 1,2 |
350,000 | 341,250 | |||||
|
|||||||
Sheridan Acquisition Corp. | |||||||
10.250%, due 08/15/11 2 |
3,500,000 | 3,325,000 | |||||
|
|||||||
5,468,156 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (continued) | |||||||
|
|||||||
Real estate development & managment 0.60% | |||||||
CB Richard Ellis Services, Inc. | |||||||
11.625%, due 06/15/17 2 |
250,000 | 275,625 | |||||
|
|||||||
Realogy Corp. | |||||||
10.500%, due 04/15/14 2 |
450,000 | 375,750 | |||||
|
|||||||
12.375%, due 04/15/15 2 |
170,000 | 116,450 | |||||
|
|||||||
767,825 | |||||||
|
|||||||
Real estate investment trusts 0.37% | |||||||
DuPont Fabros Technology LP | |||||||
8.500%, due 12/15/17 1,2 |
475,000 | 482,125 | |||||
|
|||||||
Restaurants 0.32% | |||||||
Landrys Restaurants, Inc. | |||||||
11.625%, due 12/01/15 1,2 |
400,000 | 418,000 | |||||
|
|||||||
Software/services 4.56% | |||||||
First Data Corp. | |||||||
9.875%, due 09/24/15 2 |
1,975,000 | 1,693,375 | |||||
|
|||||||
GXS Worldwide, Inc. | |||||||
9.750%, due 06/15/15 1,2 |
325,000 | 308,750 | |||||
|
|||||||
Sungard Data Systems, Inc. | |||||||
10.250%, due 08/15/15 2 |
2,000,000 | 2,075,000 | |||||
|
|||||||
Terremark Worldwide, Inc. | |||||||
12.000%, due 06/17/17 1,2 |
1,000,000 | 1,097,500 | |||||
|
|||||||
Unisys Corp. | |||||||
12.750%, due 10/15/14 1,2 |
600,000 | 693,000 | |||||
|
|||||||
5,867,625 | |||||||
|
|||||||
Steel producers/products 1.75% | |||||||
Ryerson, Inc. | |||||||
12.000%, due 11/01/15 2 |
2,000,000 | 2,055,000 | |||||
|
|||||||
Severstal Columbus LLC | |||||||
10.250%, due 02/15/18 1,2 |
200,000 | 200,500 | |||||
|
|||||||
2,255,500 | |||||||
|
|||||||
Support-services 8.73% | |||||||
Cenveo Corp. | |||||||
8.875%, due 02/01/18 1,2 |
1,250,000 | 1,237,500 | |||||
|
|||||||
Hertz Corp. | |||||||
10.500%, due 01/01/16 2 |
2,000,000 | 2,070,000 | |||||
|
|||||||
Iron Mountain, Inc. | |||||||
8.375%, due 08/15/21 2 |
525,000 | 538,781 | |||||
|
|||||||
Mobile Services/Storage Group | |||||||
9.750%, due 08/01/14 2 |
3,000,000 | 3,075,000 | |||||
|
|||||||
Reliance Intermediate Holdings LP | |||||||
9.500%, due 12/15/19 1,2 |
700,000 | 732,375 | |||||
|
|||||||
Sunstate Equipment Co. | |||||||
10.500%, due 04/01/13 1,2 |
3,500,000 | 3,080,000 | |||||
|
|||||||
West Corp. | |||||||
11.000%, due 10/15/16 2 |
500,000 | 501,250 | |||||
|
|||||||
11,234,906 | |||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Face | |||||||
Security description | amount ($) | Value ($) | |||||
|
|||||||
Corporate bonds (concluded) | |||||||
|
|||||||
Technology 0.37% | |||||||
Equinix, Inc. | |||||||
8.125%, due 03/01/18 |
475,000 | 475,000 | |||||
|
|||||||
Telecom-integrated/services 5.34% | |||||||
Frontier Communications | |||||||
9.000%, due 08/15/31 2 |
3,420,000 | 3,317,400 | |||||
|
|||||||
Global Crossing UK Finance PLC | |||||||
10.750%, due 12/15/14 2 |
500,000 | 510,000 | |||||
|
|||||||
Intelsat Bermuda Ltd. | |||||||
11.250%, due 02/04/17 10 |
500,000 | 506,875 | |||||
|
|||||||
Intelsat Jackson Holdings Ltd. | |||||||
11.250%, due 06/15/16 2 |
1,225,000 | 1,307,687 | |||||
|
|||||||
Level 3 Financing, Inc. | |||||||
9.250%, due 11/01/14 2 |
225,000 | 213,188 | |||||
|
|||||||
10.000%, due 02/01/18 1,2 |
150,000 | 137,625 | |||||
|
|||||||
PAETEC Holding Corp. | |||||||
8.875%, due 06/30/17 |
250,000 | 251,875 | |||||
|
|||||||
Qwest Communications International, | |||||||
7.125%, due 04/01/18 1,2 |
25,000 | 25,000 | |||||
|
|||||||
Series B |
|||||||
7.500%, due 02/15/14 2 |
600,000 | 606,000 | |||||
|
|||||||
6,875,650 | |||||||
|
|||||||
Telecom-wireless 4.35% | |||||||
Clearwire Communications LLC/Finance | |||||||
12.000%, due 12/01/15 1,2 |
995,000 | 972,613 | |||||
|
|||||||
Cricket Communications, Inc. | |||||||
10.000%, due 07/15/15 2 |
605,000 | 612,562 | |||||
|
|||||||
Nextel Communications, | |||||||
Series D |
|||||||
7.375%, due 08/01/15 2 |
1,750,000 | 1,614,375 | |||||
|
|||||||
Series E |
|||||||
6.875%, due 10/31/13 2 |
250,000 | 240,000 | |||||
|
|||||||
Sprint Capital Corp. | |||||||
8.750%, due 03/15/32 2 |
625,000 | 551,562 | |||||
|
|||||||
Wind Acquisition Finance SA | |||||||
11.750%, due 07/15/17 1,2 |
500,000 | 535,000 | |||||
|
|||||||
12.000%, due 12/01/15 1,2 |
1,000,000 | 1,070,000 | |||||
|
|||||||
5,596,112 | |||||||
|
|||||||
Telecommunications equipment 0.35% | |||||||
Sorenson Communications, Inc. | |||||||
10.500%, due 02/01/15 1,2 |
500,000 | 455,625 | |||||
|
|||||||
Transportation excluding air/rail 0.72% | |||||||
Marquette Transportation Co./Finance | |||||||
10.875%, due 01/15/17 1,2 |
500,000 | 503,125 | |||||
|
|||||||
Navios Maritime Holdings, Inc./Finance | |||||||
8.875%, due 11/01/17 1,2 |
415,000 | 422,263 | |||||
|
|||||||
925,388 | |||||||
|
|||||||
Total corporate bonds (cost$145,637,017) | 151,733,839 | ||||||
|
Managed High Yield Plus Fund Inc.
Schedule of investments February 28, 2010 (unaudited)
Number of | |||||||
Security description | shares/units | Value ($) | |||||
|
|||||||
Common stocks* 0.12% | |||||||
|
|||||||
Forestry/paper 0.09% | |||||||
Ainsworth Lumber Co. Ltd. 2 | 58,357 | 115,967 | |||||
|
|||||||
Investments & miscellaneous financial services 0.00% | |||||||
NCI Holdings, Inc. 7,9 | 5,456 | 0 | |||||
|
|||||||
Media-cable 0.01% | |||||||
Knology, Inc. 2 | 693 | 7,935 | |||||
|
|||||||
XO Holdings, Inc. 2 | 1,052 | 778 | |||||
|
|||||||
8,713 | |||||||
|
|||||||
Oil refining & marketing 0.00% | |||||||
Orion Refining Corp. 7,9 | 1,253 | 0 | |||||
|
|||||||
Printing & publishing 0.00% | |||||||
American Media, Inc. 7,9 | 43,038 | 0 | |||||
|
|||||||
Vertis Holdings, Inc. 7,9 | 109,870 | 0 | |||||
|
|||||||
0 | |||||||
|
|||||||
Restaurants 0.00% | |||||||
American Restaurant Group, Inc. 7,9 | 129 | 0 | |||||
|
|||||||
Buffets Restaurants Holdings, Inc. 7,9 | 8,602 | 0 | |||||
|
|||||||
0 | |||||||
|
|||||||
Telecom-wireless 0.02% | |||||||
American Tower Corp., Class A 2 | 636 | 27,132 | |||||
|
|||||||
Total common stocks (cost$8,666,025) | 151,812 | ||||||
|
|||||||
Other equity security* 0.00% | |||||||
|
|||||||
Media-cable 0.00% | |||||||
Adelphia Contingent Value Vehicle (cost$0) 7,9,11 | 2,000,000 | 0 | |||||
|
|||||||
Number of | |||||||
warrants | |||||||
|
|||||||
Warrant* 0.00% | |||||||
|
|||||||
Restaurants 0.00% | |||||||
Buffets Restaurants Holdings, Inc., strike @ $22.71, | |||||||
expires 04/28/14 (cost$0) 7,9 |
3,800 | 0 | |||||
|
|||||||
Face | |||||||
amount ($) | |||||||
|
|||||||
Repurchase agreement 1.36% | |||||||
Repurchase agreement dated 02/26/10 with State | |||||||
Street Bank & Trust Co., 0.010% due 03/01/10, |
|||||||
collateralized by $1,799,253 US Treasury Bills, |
|||||||
zero coupon due 05/06/10 to 06/17/10; |
|||||||
(value$1,778,895); proceeds: $1,744,001 |
|||||||
(cost$1,744,000) |
1,744,000 | 1,744,000 | |||||
|
|||||||
Total investments (cost$156,047,042) 12 119.32% | 153,629,651 | ||||||
|
|||||||
Liabilities in excess of other assets (19.32)% | (24,871,711 | ) | |||||
|
|||||||
Net assets 100.00% | 128,757,940 | ||||||
|
Aggregate cost for federal income tax purposes, which was substantially the same for book purposes, was $156,047,042; and net unrealized depreciation consisted of:
Gross unrealized appreciation | $ | 12,187,034 | |||
Gross unrealized depreciation | (14,604,425 | ) | |||
|
|||||
Net unrealized depreciation | $ | (2,417,391 | ) | ||
|
* | Non-income producing security. | |
1 | Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933. These securities, which represent 35.13% of net assets as of February 28, 2010, are considered liquid and may be resold in transactions exempt from registration, normally to qualified institutional buyers. | |
2 | Entire or partial amount pledged as collateral for bank loan. | |
3 | Floating rate security. The interest rate shown is the current rate as of February 28, 2010. | |
4 | Perpetual bond security. The maturity date reflects next call date. | |
5 | Variable rate security. The interest rate shown is the current rate as of February 28, 2010, and resets periodically. | |
6 | Bond interest in default. | |
7 | Illiquid securities representing 0.00% of net assets as of February 28, 2010. | |
8 | Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933. This security, which represents 0.00% of net assets as of February 28, 2010, is considered illiquid and may be resold in transactions exempt form registration, normally to qualified institutional buyers. | |
9 | Security is being fair valued by a valuation committee under the direction of the board of directors. | |
10 | Step Bond. Coupon rate increases in increments to maturity. Rate disclosed is as of February 28, 2010. Maturity date indicated represents the instruments ultimate maturity date. | |
11 | Represents contingent value vehicle (CVV) obligations. The CVV obligations represent units in a trust that was formed pursuant to a Plan of Reorganization of Adelphia Communications Corporation to hold certain litigation claims against Adelphias third party lenders, accountants, and other parties. | |
12 |
The Fund calculates
its net asset value based on the current market value, where available, for its
portfolio securities. The Fund normally obtains market values for its securities
from independent pricing sources and broker-dealers. Independent pricing sources
may use last reported sale prices, official market closing prices, current market
quotations or valuations from computerized matrix systems that derive
values based on comparable securities. A matrix system incorporates parameters such
as security quality, maturity and coupon, and/or research and evaluations by its
staff, including review of broker-dealer market price quotations, if available,
in determining the valuation of the portfolio securities. Securities traded in the
over-the-counter (OTC) market and listed on The Nasdaq Stock Market,
Inc. (Nasdaq) normally are valued at the NASDAQ Official Closing Price.
Other OTC securities are valued at the last bid price available on the valuation
date prior to valuation. Securities which are listed on US and foreign stock exchanges
normally are valued at the market close, the last sale price on the day the securities
are valued or, lacking any sales on such day, at the last available bid price. In
cases where securities are traded on more than one exchange, the securities are
valued on the exchange designated as the primary market by UBS Global Asset
Management (Americas) Inc. (UBS Global AM), the investment manager and administrator
of the Fund. UBS Global AM is an indirect wholly owned asset management subsidiary
of UBS AG, an internationally diversified organization with headquarters in Zurich
and Basel, Switzerland and operations in many areas of the financial services industry.
If a market value is not available from an independent pricing source for a particular
security, that security is valued at fair value as determined in good faith by or
under the direction of the Funds Board of Directors (the Board).
Various factors may be reviewed in order to make a good faith determination of a
securitys fair value. These factors include, but are not limited to, the type
and cost of the security; contractual or legal restrictions on resale of the security; relevant
financial or business developments of the issuer; actively traded similar
or related securities; conversion or exchange rights on the security; related corporate
actions; and changes in overall market conditions. Occasionally, events affecting
the value of foreign investments occur between the time at which they are determined
and the close of the New York Stock Exchange (NYSE), which will not
be reflected in the computation of the Funds net asset value. If events materially
affecting the value of such securities occur during such time periods, the securities
will be valued at their fair value as determined in good faith by or under the direction
of the Board. The amortized cost method of valuation, which approximates market
value, generally is used to value short-term debt instruments with sixty days or
less remaining to maturity. All investments quoted in foreign currencies will be valued daily in
US dollars on the basis of the foreign currency exchange rates prevailing at the
time such valuation is determined by the Funds custodian.
GAAP requires disclosure surrounding the various inputs that are used in determining the value of the Funds investments. These inputs are summarized into the three broad levels listed below: Level 1 - Unadjusted quoted prices in active markets for identical investments. Level 2 - Other significant observable inputs, including but not limited to, quoted prices for similar investments, interest rates, prepayment speeds and credit risks. Level 3 - Unobservable inputs inclusive of the Funds own assumptions in determining the fair value of investments. |
The following is a summary of the fair valuations according to the inputs used as of February 28, 2010 in valuing the Funds investments:
Unadjusted quoted | ||||||||||||
prices in active | ||||||||||||
markets for identical | Other significant | Unobservable | ||||||||||
investments | observable inputs | inputs | ||||||||||
(Level 1) ($) | (Level 2) ($) | (Level 3) ($) 13 | Total ($) | |||||||||
|
||||||||||||
Corporate bonds | | 151,733,839 | 0 | 151,733,839 | ||||||||
|
||||||||||||
Common stocks | 151,812 | | 0 | 151,812 | ||||||||
|
||||||||||||
Other equity security | | | 0 | 0 | ||||||||
|
||||||||||||
Warrant | | | 0 | 0 | ||||||||
|
||||||||||||
Repurchase agreement | | 1,744,000 | | 1,744,000 | ||||||||
|
||||||||||||
Total | 151,812 | 153,477,839 | 0 | 153,629,651 | ||||||||
|
13 | Securities categorized as Level 3 have values of $0. | |
The following is a rollforward of the Funds investments that were valued using unobservable inputs (Level 3) during the nine months ended February 28, 2010: |
Other | |||||||||||||||
Corporate | Common | equity | |||||||||||||
bonds ($) | stocks ($) | security ($) | Warrant ($) | Total ($) | |||||||||||
|
|||||||||||||||
Beginning balance | 10,908 | 0 | 0 | 0 | 10,908 | ||||||||||
|
|||||||||||||||
Net purchases/(sales) | (471,754 | ) | | | | (471,754 | ) | ||||||||
|
|||||||||||||||
Accrued | |||||||||||||||
discounts/(premiums) | (5,947 | ) | | | | (5,947 | ) | ||||||||
|
|||||||||||||||
Total realized gain/(loss) | (4,924,192 | ) | | | (46,550 | ) | (4,970,742 | ) | |||||||
|
|||||||||||||||
Net change in unrealized | |||||||||||||||
appreciation/depreciation | 5,390,985 | | | 46,550 | 5,437,535 | ||||||||||
|
|||||||||||||||
Net transfers in/(out) | |||||||||||||||
of Level 3 | | | | | | ||||||||||
|
|||||||||||||||
Ending balance | 0 | 0 | 0 | 0 | 0 | ||||||||||
|
The change in unrealized appreciation/depreciation relating to the Level 3 investments held at February 28, 2010 was $5,947. |
GMAC | General Motors Acceptance Corporation | |
MTN | Medium Term Note |
Issuer breakdown by country or territory of origin | ||
Percentage of total investments (%) | ||
|
||
United States | 92.3 | |
|
||
United Kingdom | 1.9 | |
|
||
Canada | 1.7 | |
|
||
Luxembourg | 1.2 | |
|
||
Bermuda | 1.2 | |
|
||
Liberia | 1.2 | |
|
||
Marshall Islands | 0.3 | |
|
||
Ireland | 0.1 | |
|
||
Netherlands | 0.1 | |
|
||
Total | 100.0 | |
|
For more information regarding the Funds other significant accounting policies, please refer to the Funds semiannual report to shareholders dated November 30, 2009.
1 Year Managed High Yield Plus Fund, Inc. Chart |
1 Month Managed High Yield Plus Fund, Inc. Chart |
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