Current Report Filing (8-k)

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_______________________

FORM 8-K

_______________________

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): May 30, 2014

MS Structured Asset Corp. on behalf of SATURNS Trust No. 2004-4

(Exact Name of Registrant as Specified in Charter)

Delaware	333-101155	13-4026700
(State or Other Jurisdiction of Incorporation)	(Commission File Numbers)	(IRS Employer Identification No.)
1585 Broadway, Second Floor  New York, New York Attention: In-Young Chase		10036
(Address of Principal Executive Offices)		(Zip Code)
Registrant’s telephone number, including area code: 212-761-2457
	Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Section 8 Other Events

 

Item 8.01 Other Events

 

On May 30, 2014, the Company issued a press release regarding the receipt of a notice of intended exercise of 63% of the outstanding Warrants representing the right to acquire a combined Unit Principal Balance of 34,000,000 Class A Units and the equivalent Notional Amount of Class B Units of the Goldman Sachs Capital I Capital Security Backed Series 2004-4 Trust on June 3, 2014, a copy of which press release is attached as Exhibit 99.1 hereto.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.

 

Date: May 30, 2014

MS STRUCTURED ASSET CORP.

(Registrant)

By: /s/ Qiong Sun

Name: Qiong Sun

Title: Vice President

EXHIBIT INDEX

Exhibit 99.1 Press release, dated May 30, 2014

EXHIBIT 99.1

 

Structured Asset Trust Unit Repackagings (SATURNS)

Series 2004-4 Trust

Receipt of Notice of Intent to Exercise Warrants in Part

CUSIP: 80411Y209 (A Units)

80411YAA8 (B Units)

Symbol: HJJ

FOR IMMEDIATE RELEASE:

May 30, 2014

NEW YORK, NEW YORK – Structured Asset Trust Unit Repackagings (SATURNS), Goldman Sachs Capital I Capital Security Backed Series 2004-4 Trust (the “Trust”) (New York Stock Exchange Ticker Symbol “HJJ”), announced today that it has received a Call Notice notifying the Trust of the intended exercise of 63% of the outstanding Warrants representing the right to acquire a combined Unit Principal Balance of 34,000,000 Class A Units and the equivalent Notional Amount of Class B Units for settlement on June 3, 2014 (the “Intended Settlement Date”). Under the terms of the Warrants, delivery of the notice does not give rise to an obligation on the part of the Warrantholder to pay the specified call price; and if by 4 p.m. New York time on the Business Day prior to the Intended Settlement Date the party exercising the Warrants has not paid the required call price, the related Call Notice will be effectively rescinded, in which case settlement of the relevant Warrants would not occur and the Warrants would continue in effect and could be exercised on a subsequent date. If settlement of the Warrants occurs pursuant to the Call Notice on the Intended Settlement Date, the trust agreement provides that Class A Unitholders will be randomly selected for redemption at the par value plus accrued interest of each Class A Unit and that, Class B Unitholders will be randomly selected for redemption at accrued interest plus the Class B Present Value Amount in relation to each Class B Unit, each in an amount to be determined in accordance with the Trust Agreement.

 

 

Contact:

 

Thais Hayum – Vice President

U.S. Bank - Corporate Trust Services

P: [phone]

F: [phone]

E: [e-mail]