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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Genesee and Wyoming Inc | NYSE:GWR | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 111.88 | 0 | 00:00:00 |
1. Name and Address of Reporting Person * Liucci Christopher F | 2. Issuer Name and Ticker or Trading Symbol GENESEE & WYOMING INC [ GWR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Accounting Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock, $0.01 par value | 12/30/2019 | D(1)(2) | 20242 (2) | D | $112.00 (1) | 0 | D | |||
Class A Common Stock, $0.01 par value | 12/30/2019 | A(1)(3) | 3282 | A | $0.00 | 3282 | D | |||
Class A Common Stock, $0.01 par value | 12/30/2019 | D(1)(3) | 3282 | D | $112.00 (1)(3) | 0 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $103.10 | 12/30/2019 | D | 1260 | (4) | 2/26/2020 | Class A Common Stock, $0.01 par value | 1260 | $8.90 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $82.34 | 12/30/2019 | D | 1528 | (4) | 5/28/2020 | Class A Common Stock, $0.01 par value | 1528 | $29.66 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $68.38 | 12/30/2019 | D | 1518 | (4) | 8/30/2020 | Class A Common Stock, $0.01 par value | 1518 | $43.62 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $69.27 | 12/30/2019 | D | 1623 | (4) | 11/29/2020 | Class A Common Stock, $0.01 par value | 1623 | $42.73 (4) | 0 | D | ||||
Stock Option (Right to Buy) | $57.12 | 12/30/2019 | D | 6300 | (5) | 2/25/2021 | Class A Common Stock, $0.01 par value | 6300 | $54.88 (5) | 0 | D | ||||
Stock Option (Right to Buy) | $74.14 | 12/30/2019 | D | 6231 | (6) | 2/27/2022 | Class A Common Stock, $0.01 par value | 6231 | $37.86 (6) | 0 | D | ||||
Stock Option (Right to Buy) | $69.53 | 12/30/2019 | D | 5784 | (7) | 2/27/2025 | Class A Common Stock, $0.01 par value | 5784 | $42.47 (7) | 0 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Liucci Christopher F C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN, CT 06820 | Chief Accounting Officer |
Signatures | ||
Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci | 12/30/2019 | |
**Signature of Reporting Person | Date |
1 Year Genesee and Wyoming Chart |
1 Month Genesee and Wyoming Chart |
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