ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for charts Register for streaming realtime charts, analysis tools, and prices.

GWB Great Western Bancorp Inc

30.88
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Great Western Bancorp Inc NYSE:GWB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 30.88 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/02/2022 10:32pm

Edgar (US Regulatory)


FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Chapman Peter Robert
2. Issuer Name and Ticker or Trading Symbol

Great Western Bancorp, Inc. [ GWB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP and CFO
(Last)          (First)          (Middle)

C/O GREAT WESTERN BANCORP, INC., 225 SOUTH MAIN AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/1/2022
(Street)

SIOUX FALLS, SD 57104
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 2/1/2022 (1) M  16496 A$0 59530 D  
Common Stock, par value $0.01 per share 2/1/2022 (2) M  1504 A$0 61034 D  
Common Stock, par value $0.01 per share 2/1/2022 (3) M  5987 A$0 67021 D  
Common Stock, par value $0.01 per share 2/1/2022 (4) M  9265 A$0 76286 D  
Common Stock, par value $0.01 per share 2/1/2022 (5) F  10383 D$0 65903 D  
Common Stock, par value $0.01 per share 2/1/2022 (6) A  4510 A$0 70413 D  
Common Stock, par value $0.01 per share 2/1/2022 (7) A  11405 A$0 81818 D  
Common Stock, par value $0.01 per share 2/1/2022 (8) F  4297 D$0 77521 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (9)2/1/2022  M     16496   (1) (1)Common Stock, par value $0.01 per share 16496.0 $0 0 D  
Restricted Stock Units - 2019  (9)2/1/2022  M     1504   (2) (2)Common Stock, par value $0.01 per share 1504.0 $0 0 D  
Restricted Stock Units - 2020  (9)2/1/2022  M     5987   (3) (3)Common Stock, par value $0.01 per share 5987.0 $0 0 D  
Restricted Stock Units - 2021  (9)2/1/2022  M     9265   (4) (4)Common Stock, par value $0.01 per share 9265.0 $0 0 D  

Explanation of Responses:
(1) The restricted stock units vest on February 10, 2022. The vesting of the restricted stock units accelerated upon change in control.
(2) The restricted stock units vest in three equal installments beginning on November 29, 2020. The vesting of the restricted stock units accelerated upon change in control.
(3) The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control.
(4) The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control.
(5) The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
(6) The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target.
(7) The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target.
(8) The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
(9) Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Chapman Peter Robert
C/O GREAT WESTERN BANCORP, INC.
225 SOUTH MAIN AVENUE
SIOUX FALLS, SD 57104


EVP and CFO

Signatures
Donald J. Straka, as attorney-in-fact for Peter Robert Chapman2/3/2022
**Signature of Reporting PersonDate

1 Year Great Western Bancorp Chart

1 Year Great Western Bancorp Chart

1 Month Great Western Bancorp Chart

1 Month Great Western Bancorp Chart

Your Recent History

Delayed Upgrade Clock