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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Garrett Motion Inc | NYSE:GTX | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.01 | 0 | 01:00:00 |
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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1. Name and Address of Reporting Person * OAKTREE HOLDINGS, LLC | 2. Issuer Name and Ticker or Trading Symbol Garrett Motion Inc. [ GTX,GTXAP ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person | |
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 6/6/2023 | A(1) | 774354 (1) | A(1) | $8.177 (1) | 8448888 | I | See footnotes (2)(3)(4) | ||
Common Stock | 6/6/2023 | A(1) | 2831513 (1) | A(1) | $8.177 (1) | 28259811 | I | See footnotes (2)(3)(4) | ||
Common Stock | 6/6/2023 | A(1) | 102728 (1) | A(1) | $8.177 (1) | 1023308 | I | See footnotes (2)(3)(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Cumulative Convertible Preferred Stock | $5.25 (5) | 6/6/2023 | D (1) | 7418669 (1) | (5) | (5) | Common Stock | 7418669 | $8.177 | 6955912 | I | See footnotes (2)(3)(4) | |||
Series A Cumulative Convertible Preferred Stock | $5.25 (5) | 6/6/2023 | D (1) | 27127173 (1) | (5) | (5) | Common Stock | 27127173 | $8.177 | 25428298 | I | See footnotes (2)(3)(4) | |||
Series A Cumulative Convertible Preferred Stock | $5.25 (5) | 6/6/2023 | D (1) | 984182 (1) | (5) | (5) | Common Stock | 984182 | $8.177 | 920580 | I | See footnotes (2)(3)(4) |
Remarks: This Form 4 is being filed jointly by the Reporting Persons. The filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any or all of the equity securities covered by this Form 4. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
OAKTREE HOLDINGS, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES, CA 90071 | X | ||||
BROOKFIELD Corp /ON/ 181 BAY STREET, SUITE 100, BROOKFIELD PLACE TORONTO, A6 M5J 2T3 | X | ||||
BAM Partners Trust 181 BAY STREET, SUITE 100, BROOKFIELD PLACE TORONTO, A6 M5J 2T3 | X | ||||
Atlas OCM Holdings, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES, CA 90071 | X | ||||
Oaktree Capital Group, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES, CA 90071 | X | ||||
Oaktree Capital Group Holdings GP, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES, CA 90071 | X | ||||
Oaktree Phoenix Investment Fund, L.P. 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES, CA 90071 | X |
Signatures | ||
OAKTREE HOLDINGS LLC, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 6/8/2023 | |
**Signature of Reporting Person | Date | |
ATLAS OCM HOLDINGS LLC, By: Oaktree New Holdings, LLC, Its Member, By: /s/ Henry Orren, Title: Senior Vice President | 6/8/2023 | |
**Signature of Reporting Person | Date | |
OAKTREE CAPITAL GROUP LLC, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 6/8/2023 | |
**Signature of Reporting Person | Date | |
OAKTREE CAPITAL GROUP HOLDINGS GP LLC, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 6/8/2023 | |
**Signature of Reporting Person | Date | |
BROOKFIELD CORPORATION, By: /s/ Swati Mandava, Name: Swati Mandava, Title: Managing Director, Legal & Regulatory | 6/8/2023 | |
**Signature of Reporting Person | Date | |
BAM PARTNERS TRUST., By: BAM Class B Partners, Inc, Its Trustee, By: /s/ Kathy Sarpash, Name: Kathy Sarpash, Title: Secretary | 6/8/2023 | |
**Signature of Reporting Person | Date | |
OAKTREE PHOENIX INVESTMENT FUND LP, By: Oaktree Phoenix Investment Fund GP, L.P., Its: GP, By: Oaktree Phoenix Investment Fund GP, Ltd, Its: GP, By: Oaktree Capital Management, L.P., Its: Dir, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior VP | 6/8/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Garrett Motion Chart |
1 Month Garrett Motion Chart |
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