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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15 (d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 4, 2024
NKGen
Biotech, Inc.
(Exact name of registrant as specified in its
charter)
Delaware |
|
001-40427 |
|
86-2191918 |
(State or other jurisdiction of
incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification No.) |
3001 Daimler Street
Santa Ana, CA, 92705
(Address of principal executive offices and
zip code)
Registrant’s telephone number, including
area code: (949) 396-6830
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2 below):
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section
12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each
exchange
on which registered |
Common
Stock, $0.0001 par value per share |
|
NKGN |
|
Nasdaq Global Market |
|
|
|
|
|
Warrants,
each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share |
|
NKGNW |
|
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act
of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On February 4, 2024, Ms. Alana
McNulty, notified the Board of Directors of NKGen Biotech, Inc. (the “Company”) of her intention to resign as a director of
the Company and as a member of our Audit Committee, Compensation Committee, and Nomination and Corporate Governance Committee (the “Committees”),
effective as of February 4, 2024. Ms. McNulty’s resignation was not the result of any dispute or disagreement with the Company or
the Company’s Board of Directors on any matter relating to the operations, policies or practices of the Company. The Company expresses
its gratitude to Ms. McNulty for her invaluable and dedicated service.
Effective upon Ms. McNulty’s
resignation as a director and as a member of the Committees, the size of the Company’s Board of Directors is temporarily reduced
from five to four directors and the size of each Committee is temporarily reduced from three to two members. The Board of Directors will
seek to appoint a new director and member of the Committees within 180 days of the effective date of Ms. McNulty’s resignation.
SIGNATURES
Pursuant to the requirements of Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
NKGEN BIOTECH, INC. |
|
|
|
Date: February 8, 2024 |
/s/ Paul Y. Song |
|
Name: |
Paul Y. Song |
|
Title: |
Chief Executive Officer |
|
|
(Principal Executive Officer) |
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Feb. 04, 2024 |
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NKGen
Biotech, Inc.
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Entity Central Index Key |
0001845459
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Entity Tax Identification Number |
86-2191918
|
Entity Incorporation, State or Country Code |
DE
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Entity Address, Address Line One |
3001 Daimler Street
|
Entity Address, City or Town |
Santa Ana
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CA
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92705
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396-6830
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NASDAQ
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