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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Gamco Investors Inc | NYSE:GBL | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 14.78 | 0 | 01:00:00 |
Delaware
(State or other
jurisdiction of incorporation)
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1-14761
(Commission File Number)
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13-4007862
(IRS Employer
Identification No.)
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One Corporate Center, Rye, NY
(Address of principal executive offices)
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10580
(Zip Code)
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Registrant's telephone number, including area code
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(914) 921-3700
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 1.01
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Entry into a Material Definitive Agreement
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Item 2.03.
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Creation of a Direct Financial Obligation or an Obligation Under an Off-Balance Sheet Arrangement of a registrant.
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Item 3.02.
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Unregistered Sales of Equity Securities.
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Item 7.01.
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Regulation FD Disclosure.
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Item 9.01.
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Financial Statements and Exhibits.
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4.1
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Convertible Promissory Note, dated as of August 15, 2016.
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4.2
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Irrevocable Standby Letter of Credit, dated as of August 15, 2016.
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10.1
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Note Purchase Agreement, dated as of August 15, 2016.
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10.2
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Registration Rights Agreement, dated as of August 15, 2016.
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10.3
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Escrow Agreement, dated as of August 15, 2016.
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99.1
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Press Release, dated August 16, 2016.
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4.1
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Convertible Promissory Note, dated as of August 15, 2016.
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4.2
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Irrevocable Standby Letter of Credit, dated as of August 15, 2016.
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10.1
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Note Purchase Agreement, dated as of August 15, 2016.
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10.2
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Registration Rights Agreement, dated as of August 15, 2016.
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10.3
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Escrow Agreement, dated as of August 15, 2016.
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99.1
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Press Release, dated August 16, 2016.
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1 Year Gamco Investors Chart |
1 Month Gamco Investors Chart |
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