Current Report Filing (8-k)

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON , DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): June 14, 2019 (June 13, 2019)

 

 

FORESIGHT ENERGY LP

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware		001-36503		80-0778894
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)
211 North Broadway , Suite 2600 Saint Louis, MO				63102
(Address of Principal Executive Offices)				(Zip Code)

 

(Registrant’s telephone number, including area code): [phone]

  (Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common units representing limited partner interests		FELP		New York Stock Exchange (“NYSE”)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Section 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicated by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

 

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ITEM 3.01

NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING.

On June 13, 2019, Foresight Energy LP (“Foresight”) received notice from the New York Stock Exchange (the “NYSE”) that its common units did not satisfy one of the NYSE’s standards for continued listing.  Rule 802.01C of the NYSE Listed Company Manual requires that the average closing price per unit of a listed partnership be in excess of $1.00 for a consecutive 30-trading-day period.  

In accordance with the NYSE’s rules, Foresight will be providing the NYSE with notice of its intention to pursue measures to cure the common unit price non-compliance.  Foresight has a period of six months (the “Cure Period”) to bring its average common unit price back over $1.00.  Subject to the NYSE’s rules, Foresight’s common units will continue to be listed on the NYSE and trade as usual during the Cure Period.  The NYSE notification does not affect Foresight’s Securities and Exchange Commission reporting requirements.

A copy of the press release announcing the notice of non-compliance with the NYSE continued listing standards is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

 

ITEM 9.01

FINANCIAL STATEMENTS AND EXHIBITS.

 

(d)	Exhibits
	99.1 Press release issued by Foresight Energy LP on June 14, 2019.

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	Foresight Energy LP
By:	Foresight Energy GP LLC,
	its general partner
By:	/s/ Robert D. Moore
	Robert D. Moore
	Chairman of the Board, President and Chief Executive Officer
Date: June 14, 2019

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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