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F Ford Motor Company

12.4203
-0.0697 (-0.56%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Ford Motor Company NYSE:F NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0697 -0.56% 12.4203 12.76 12.39 12.64 47,509,383 00:59:25

Initial Statement of Beneficial Ownership (3)

08/11/2017 8:02pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Galhotra Ashwani Kumar

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/1/2017 

3. Issuer Name and Ticker or Trading Symbol

FORD MOTOR CO [F]

(Last)        (First)        (Middle)

ONE AMERICAN ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Group Vice President /

(Street)

DEARBORN, MI 48126       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, $0.01 par value   127908   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy)     (1) 3/2/2021   Common Stock, $0.01 par value   9734   $14.76   D    
Employee Stock Option (Right to Buy)     (2) 3/4/2018   Common Stock, $0.01 par value   31415   $6.14   D    
Employee Stock Option (Right to Buy)     (3) 3/2/2020   Common Stock, $0.01 par value   14919   $12.69   D    
Employee Stock Option (Right to Buy)     (4) 3/4/2022   Common Stock, $0.01 par value   14579   $12.46   D    
Employee Stock Option (Right to Buy)     (5) 3/3/2023   Common Stock, $0.01 par value   24850   $12.75   D    
Employee Stock Option (Right to Buy)     (6) 3/3/2024   Common Stock, $0.01 par value   24959   $15.37   D    
Employee Stock Option (Right to Buy)     (7) 5/31/2022   Common Stock, $0.01 par value   29670   $10.12   D    
Ford Stock Units     (8)   (8) Common Stock, $0.01 par value   3288     (8) D    
Ford Stock Units     (9)   (9) Common Stock, $0.01 par value   8412     (9) D    
Ford Stock Units     (10)   (10) Common Stock, $0.01 par value   13625     (10) D    

Explanation of Responses:
(1)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
(2)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years.
(3)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
(4)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
(5)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
(6)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
(7)  This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (06/01/2012), 66% after two years, and in full after three years.
(8)  These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2018.
(9)  These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 4,143 shares Common Stock on March 3, 2018 and 4,269 shares of Common Stock on March 3, 2019.
(10)  These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2017), 66% after two years, and in full after three years.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Galhotra Ashwani Kumar
ONE AMERICAN ROAD
DEARBORN, MI 48126


Group Vice President

Signatures
Jerome F. Zaremba, Attorney-in-Fact 11/8/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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