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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Eaton Vance Corp | NYSE:EV | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 73.07 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * Cataldo Daniel C. | 2. Issuer Name and Ticker or Trading Symbol Mirror Merger Sub 2, LLC [ EV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Administrative Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Eaton Vance Corp. Non-voting Common Stock | 3/1/2021 | D | 192704.0000 | D | $0 (1) | 0.0000 | D | |||
Voting Trust Receipt | 3/1/2021 | D | 18623.0000 | D | $0 (2) | 0.0000 | D | |||
Eaton Vance Corp. Common Stock (Voting) | 3/1/2021 | D | 18623.0000 | D | $0 (2) | 0.0000 | I | By Voting Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $24.4595 | 3/1/2021 | D | 2017.0000 | (3) | 11/1/2021 | Eaton Vance Corp. Non-voting Common Stock | 2017.0000 | $48.5405 (3) | 0.0000 | D | ||||
Option (right to buy) | $28.2270 | 3/1/2021 | D | 3437.0000 | (4) | 11/1/2022 | Eaton Vance Corp. Non-voting Common Stock | 3437.0000 | $44.7730 (4) | 0.0000 | D | ||||
Option (right to buy) | $41.9000 | 3/1/2021 | D | 5540.0000 | (5) | 11/1/2023 | Eaton Vance Corp. Non-voting Common Stock | 5540.0000 | $31.1000 (5) | 0.0000 | D | ||||
Option (right to buy) | $34.8400 | 3/1/2021 | D | 4040.0000 | (6) | 11/1/2026 | Eaton Vance Corp. Non-voting Common Stock | 4040.0000 | $38.1600 (6) | 0.0000 | D | ||||
Option (right to buy) | $50.6700 | 3/1/2021 | D | 3060.0000 | (7) | 11/1/2027 | Eaton Vance Corp. Non-voting Common Stock | 3060.0000 | $22.3300 (7) | 0.0000 | D | ||||
Option (right to buy) | $45.5000 | 3/1/2021 | D | 18101.0000 | (8) | 11/1/2028 | Eaton Vance Corp. Non-voting Common Stock | 18101.0000 | $27.5000 (8) | 0.0000 | D | ||||
Option (right to buy) | $46.1500 | 3/1/2021 | D | 20909.0000 | (9) | 11/1/2029 | Eaton Vance Corp. Non-voting Common Stock | 20909.0000 | $26.8500 (9) | 0.0000 | D | ||||
Option (right to buy) | $36.7600 | 3/1/2021 | D | 9880.0000 | (10) | 11/2/2025 | Eaton Vance Corp. Non-voting Common Stock | 9880.0000 | $36.2400 (10) | 0.0000 | D | ||||
Option (right to buy) | $36.7100 | 3/1/2021 | D | 5416.0000 | (11) | 11/3/2024 | Eaton Vance Corp. Non-voting Common Stock | 5416.0000 | $36.2900 (11) | 0.0000 | D | ||||
Restricted Stock Unit (12) | $0.0000 | 3/1/2021 | D | 8585.8000 | (13) | (13) | Eaton Vance Corp. Non-voting Common Stock | 8585.8000 | (13) | 0.0000 | D | ||||
Restricted Stock Unit (12) | $0.0000 | 3/1/2021 | D | 2309.0000 | (14) | 2/25/2024 | Eaton Vance Corp. Non-voting Common Stock | 2309.0000 | (14) | 0.0000 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Cataldo Daniel C. TWO INTERNATIONAL PLACE EATON VANCE BOSTON, MA 02110 | Chief Administrative Officer |
Signatures | ||
Mark J. Bumann, Attorney-in-fact | 3/3/2021 | |
**Signature of Reporting Person | Date |
1 Year Eaton Vance Chart |
1 Month Eaton Vance Chart |
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