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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Ecolab Inc | NYSE:ECL | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-1.48 | -0.61% | 240.05 | 241.085 | 238.15 | 240.22 | 709,398 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
LEVIN JERRY W |
2. Issuer Name
and
Ticker or Trading Symbol
ECOLAB INC [ ECL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
J. W. LEVIN PARTNERS, LLC, 9 WEST 57TH STREET, 26TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10019 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1/24/2012 | M | 4821 | A | $31.945 | 41256.65 | D | |||
Common Stock | 1/24/2012 | F (1) | 2531 | D | $60.835 | 38725.65 | D | |||
Common Stock | 1/24/2012 | M | 3117 | A | $31.945 | 41842.65 | D | |||
Common Stock | 1/24/2012 | F (1) | 1636 | D | $60.835 | 40206.65 | D | |||
Common Stock | 1/24/2012 | M | 4398 | A | $31.945 | 44604.65 | D | |||
Common Stock | 1/24/2012 | F (1) | 2309 | D | $60.835 | 42295.65 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $31.945 | 1/24/2012 | M | 4821 | 8/30/2005 | 5/10/2012 | Common Stock | 4821 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $31.945 | 1/24/2012 | M | 3117 | 8/30/2005 | 5/10/2012 | Common Stock | 3117 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $31.945 | 1/24/2012 | M | 4398 | 8/30/2005 | 11/1/2012 | Common Stock | 4398 | $ 0 | 0 | D |
Explanation of Responses: | |
( 1) | Reflects the reporting person's payment of the exercise price and witholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. |
Reporting Owners
|
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
LEVIN JERRY W
J. W. LEVIN PARTNERS, LLC 9 WEST 57TH STREET, 26TH FLOOR NEW YORK, NY 10019 |
X |
|
|
|
Signatures
|
||
/s/David F. Duvick, Attorney-in-Fact for Jerry Levin | 1/26/2012 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Ecolab Chart |
1 Month Ecolab Chart |
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