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DAN Dana Incorporated

13.31
-0.01 (-0.08%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Dana Incorporated NYSE:DAN NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.01 -0.08% 13.31 13.74 13.275 13.55 1,107,806 01:00:00

Statement of Changes in Beneficial Ownership (4)

17/02/2021 9:52pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Collins Jonathan Mark
2. Issuer Name and Ticker or Trading Symbol

DANA INC [ DAN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & Chief Financial Officer
(Last)          (First)          (Middle)

3939 TECHNOLOGY DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/15/2021
(Street)

MAUMEE, OH 43537
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 2/15/2021  M  25299.0000 A$22.3300 36164.0000 D  
Common Stock, par value $0.01 2/15/2021  M  1620.0000 A$22.3300 37784.0000 D  
Common Stock, par value $0.01 2/15/2021  F  11737.0000 (1)D$22.3300 26047.0000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights  (2)2/15/2021  M     1620.0000   (2) (2)Common Stock, par value $0.01 1620.0000 $22.3300 2929.0000 D  
Restricted Stock Units  (3)2/15/2021  M     25299.0000  2/15/2021 (4) (4)Common Stock, par value $0.01 25299.0000 $0.0000 0.0000 D  

Explanation of Responses:
(1) Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
(2) Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
(3) Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
(4) Restricted stock units granted cliff vest three (3) years from date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Collins Jonathan Mark
3939 TECHNOLOGY DRIVE
MAUMEE, OH 43537


EVP & Chief Financial Officer

Signatures
/s/ Laura L. Aossey on behalf of Jonathan M. Collins2/17/2021
**Signature of Reporting PersonDate

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