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CUBIPC Customers Bancorp, Fixed-To-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C

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Name Symbol Market Type
Customers Bancorp, Fixed-To-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C NYSE:CUBIPC NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 0 -

Initial Statement of Beneficial Ownership (3)

31/05/2019 8:04pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Collins James T.

2. Date of Event Requiring Statement (MM/DD/YYYY)
4/25/2019 

3. Issuer Name and Ticker or Trading Symbol

Customers Bancorp, Inc. [CUBI]

(Last)        (First)        (Middle)

1015 PENN AVENUE, SUITE 103

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Administrative Officer /

(Street)

WYOMISSING, PA 19610       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   36609   (1) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  Includes 11,109 Restricted Stock Units which were previously awarded to the reporting person and will vest in accordance with the awards and 25,500 Non-Qualified Stock Options which were previously awarded to the reporting person of which 5,500 are exercisable and the 20,000 will vest in accordance with the awards.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Collins James T.
1015 PENN AVENUE, SUITE 103
WYOMISSING, PA 19610


Chief Administrative Officer

Signatures
/s/ James T. Collins by Natalya Spadafora Under Power of Attorney 5/31/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Customers Bancorp, Fixed-To-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C Chart

1 Year Customers Bancorp, Fixed-To-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C Chart

1 Month Customers Bancorp, Fixed-To-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C Chart

1 Month Customers Bancorp, Fixed-To-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C Chart