We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Crown Holdings Inc | NYSE:CCK | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.99 | 1.21% | 83.06 | 84.38 | 81.66 | 82.53 | 1,847,398 | 22:30:00 |
|
UNITED STATES
|
|
|
SECURITIES AND EXCHANGE COMMISSION
|
|
|
Washington, D. C. 20549
|
|
|
|
|
[ X ]
|
ANNUAL REPORT PURSUANT TO SECTION 15(d)
|
|
|
OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
|
|
|
|
|
|
|
For the fiscal year ended December 31, 2016
|
|
|
|
|
|
Commission File Number 0-50189
|
|
|
A.
|
Full title of the plan:
|
|
|
|
|
|
|
|
Crown Cork & Seal Company, Inc.
|
|
|
|
401(k) Retirement Savings Plan
|
|
|
|
|
|
|
B.
|
Name of issuer of the Securities held pursuant to the plan
|
|
|
|
and the address of its principal executive office:
|
|
|
CROWN HOLDINGS, INC.
|
|
|
ONE CROWN WAY
|
|
|
PHILADELPHIA, PA 19154-4599
|
|
|
|
|
|
Page(s)
|
|
|
Signatures
|
3
|
|
|
Report of Independent Registered Public Accounting Firm
|
6
|
|
|
Financial Statements and Supplemental Information in Accordance
with the Financial Reporting Requirements of ERISA
|
7 - 16
|
|
|
Exhibit 23 - Consent of Independent Registered Public Accounting Firm
|
17
|
|
|
|
|
Crown Cork & Seal Company, Inc.
|
|
|
401(k) Retirement Savings Plan
|
|
|
|
|
|
|
|
By:
|
/s/ David A. Beaver
|
|
|
David A. Beaver
|
|
|
Vice President and Corporate Controller
|
|
|
|
|
|
|
Date:
June 16, 2017
|
|
|
|
Page(s)
|
|
|
Report of Independent Registered Public Accounting Firm
|
1
|
|
|
Financial Statements
|
|
|
|
Statement of Net Assets Available for Benefits as of December 31, 2016 and 2015
|
2
|
|
|
Statement of Changes in Net Assets Available for Benefits for the years ended
December 31, 2016 and 2015
|
3
|
|
|
Notes to Financial Statements
|
4 - 9
|
|
|
Supplemental Information *
|
|
|
|
Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
|
10
|
CROWN CORK & SEAL COMPANY, INC.
|
|
|
|
|||||
401(k) RETIREMENT SAVINGS PLAN
|
|
|
|
|||||
Statement of Net Assets Available for Benefits
|
|
|
|
|
||||
|
As of December 31,
|
|
||||||
|
2016
|
|
2015
|
|
||||
ASSETS
|
|
|
|
|
||||
Investments, at fair value
|
|
|
|
|
||||
Registered investment companies:
|
|
|
|
|
||||
DFA Emerging Markets Core Equity Portfolio
|
$
|
521,093
|
|
|
$
|
38,565
|
|
|
DFA US Targeted Value Portfolio
|
188,884
|
|
|
2,963
|
|
|
||
HSBC Investor Small Cap Equity Fund
|
9,405,413
|
|
|
11,838,309
|
|
|
||
Harbor International Fund
|
627,709
|
|
|
633,749
|
|
|
||
JPMorgan Intrepid Value Fund
|
4,342,768
|
|
|
4,408,298
|
|
|
||
Metropolitan West Total Return Bond Fund
|
9,168,765
|
|
|
9,581,860
|
|
|
||
T. Rowe Price International Discovery Fund
|
113,427
|
|
|
37,196
|
|
|
||
Vanguard International Growth Fund
|
8,271,435
|
|
|
7,421,382
|
|
|
||
Vanguard Morgan Growth Fund
|
2,213,745
|
|
|
3,044,164
|
|
|
||
Vanguard Prime Money Market Fund
|
64,487
|
|
|
65,040
|
|
|
||
Vanguard Target Retirement 2010 Fund
|
453,709
|
|
|
487,607
|
|
|
||
Vanguard Target Retirement 2015 Fund
|
4,276,911
|
|
|
4,881,897
|
|
|
||
Vanguard Target Retirement 2020 Fund
|
3,821,741
|
|
|
3,497,162
|
|
|
||
Vanguard Target Retirement 2025 Fund
|
6,799,073
|
|
|
5,375,862
|
|
|
||
Vanguard Target Retirement 2030 Fund
|
2,933,308
|
|
|
2,594,952
|
|
|
||
Vanguard Target Retirement 2035 Fund
|
3,932,814
|
|
|
2,770,784
|
|
|
||
Vanguard Target Retirement 2040 Fund
|
1,819,227
|
|
|
1,323,754
|
|
|
||
Vanguard Target Retirement 2045 Fund
|
2,405,889
|
|
|
1,901,344
|
|
|
||
Vanguard Target Retirement 2050 Fund
|
1,326,281
|
|
|
1,091,300
|
|
|
||
Vanguard Target Retirement 2055 Fund
|
521,863
|
|
|
354,011
|
|
|
||
Vanguard Target Retirement 2060 Fund
|
18,650
|
|
|
20,495
|
|
|
||
Vanguard Target Retirement Income Fund
|
1,096,923
|
|
|
1,204,145
|
|
|
||
Vanguard Total Stock Market Index Fund
|
42,651,209
|
|
|
42,190,374
|
|
|
||
Vanguard Wellington Fund
|
13,712,113
|
|
|
12,154,330
|
|
|
||
|
120,687,437
|
|
|
116,919,543
|
|
|
||
|
|
|
|
|
||||
Vanguard Retirement Savings Trust
|
46,760,333
|
|
|
43,715,375
|
|
|
||
Crown Holdings, Inc. Stock Fund
|
21,172,844
|
|
|
24,610,984
|
|
|
||
Total investments, at fair value
|
188,620,614
|
|
|
185,245,902
|
|
|
||
|
|
|
|
|
||||
Receivables
|
|
|
|
|
||||
Notes receivable from participants
|
3,197,691
|
|
|
3,442,414
|
|
|
||
Total receivables
|
3,197,691
|
|
|
3,442,414
|
|
|
||
|
|
|
|
|
||||
Total assets
|
191,818,305
|
|
|
188,688,316
|
|
|
||
|
|
|
|
|
||||
LIABILITIES
|
—
|
|
—
|
|
||||
|
|
|
|
|
||||
Net assets available for benefits
|
$
|
191,818,305
|
|
|
$
|
188,688,316
|
|
|
CROWN CORK & SEAL COMPANY, INC.
|
|
|
|||||
401(k) RETIREMENT SAVINGS PLAN
|
|
|
|||||
Statement of Changes in Net Assets Available for Benefits
|
|
|
|||||
|
For the Year Ended December 31,
|
||||||
|
2016
|
|
2015
|
||||
Additions:
|
|
|
|
||||
Investment income:
|
|
|
|
||||
Interest and dividend income
|
$
|
4,586,257
|
|
|
$
|
3,897,543
|
|
Net appreciation (depreciation) in fair value of investments
|
6,667,953
|
|
|
(3,089,413
|
)
|
||
Total investment income
|
11,254,210
|
|
|
808,130
|
|
||
|
|
|
|
||||
Interest income, notes receivable from participants
|
142,043
|
|
|
154,733
|
|
||
Total interest income, notes receivable
|
142,043
|
|
|
154,733
|
|
||
|
|
|
|
||||
Contributions:
|
|
|
|
||||
Employer
|
1,512,918
|
|
|
1,457,133
|
|
||
Participant
|
8,889,953
|
|
|
9,276,572
|
|
||
Total contributions
|
10,402,871
|
|
|
10,733,705
|
|
||
|
|
|
|
||||
Other additions
|
6,461
|
|
|
5,064
|
|
||
Total additions
|
21,805,585
|
|
|
11,701,632
|
|
||
|
|
|
|
||||
Deductions:
|
|
|
|
||||
Benefits paid to participants
|
18,550,770
|
|
|
19,978,341
|
|
||
Administrative expenses
|
124,826
|
|
|
114,571
|
|
||
Total deductions
|
18,675,596
|
|
|
20,092,912
|
|
||
|
|
|
|
||||
Net increase (decrease)
|
3,129,989
|
|
|
(8,391,280
|
)
|
||
|
|
|
|
||||
Net Assets Available for Benefits:
|
|
|
|
||||
Beginning of year
|
188,688,316
|
|
|
197,079,596
|
|
||
End of year
|
$
|
191,818,305
|
|
|
$
|
188,688,316
|
|
•
|
quoted prices for similar assets or liabilities in active markets;
|
•
|
quoted prices for identical or similar assets or liabilities in inactive markets;
|
•
|
inputs other than quoted prices that are observable for the asset or liability;
|
•
|
inputs that are derived principally from or corroborated by observable market data by correlation or other means.
|
|
Assets at Fair Value as of December 31, 2016
|
|||||||
|
Level 1
|
|
|
Total
|
||||
|
|
|
|
|
||||
Registered investment companies
|
$
|
120,687,437
|
|
|
|
$
|
120,687,437
|
|
Common stock fund
|
21,172,844
|
|
|
|
21,172,844
|
|
||
|
|
|
|
|
||||
Total assets in fair value hierarchy
|
$
|
141,860,281
|
|
|
|
141,860,281
|
|
|
|
|
|
|
|
||||
Investments measured at net asset value (a)
|
|
|
|
46,760,333
|
|
|||
|
|
|
|
|
||||
Investments at fair value
|
|
|
|
$
|
188,620,614
|
|
|
Assets at Fair Value as of December 31, 2015
|
|||||||
|
Level 1
|
|
|
Total
|
||||
|
|
|
|
|
||||
Registered investment companies
|
$
|
116,919,543
|
|
|
|
$
|
116,919,543
|
|
Common stock fund
|
24,610,984
|
|
|
|
24,610,984
|
|
||
|
|
|
|
|
||||
Total assets in fair value hierarchy
|
$
|
141,530,527
|
|
|
|
141,530,527
|
|
|
|
|
|
|
|
||||
Investments measured at net asset value (a)
|
|
|
|
43,715,375
|
|
|||
|
|
|
|
|
||||
Investments at fair value
|
|
|
|
$
|
185,245,902
|
|
(a)
|
Certain investments that were measured at net asset value ("NAV") per share (or its equivalent) have not been classified in the fair value hierarchy. The fair value amounts presented in this table are intended to permit reconciliation of the fair value hierarchy to the line items presented in the Statement of Net Assets Available for Benefits.
|
|
|
December 31, 2016
|
||||||||
|
|
Fair Value
|
|
Unfunded Commitments
|
|
Redemption Frequency
|
|
Redemption Notice Period
|
||
|
|
|
|
|
|
|
|
|
||
Vanguard Retirement Savings Trust
|
|
$
|
46,760,333
|
|
|
N/A
|
|
Daily
|
|
N/A
|
|
|
|
|
|
|
|
|
|
||
|
|
December 31, 2015
|
||||||||
|
|
Fair Value
|
|
Unfunded Commitments
|
|
Redemption Frequency
|
|
Redemption Notice Period
|
||
|
|
|
|
|
|
|
|
|
||
Vanguard Retirement Savings Trust
|
|
$
|
43,715,375
|
|
|
N/A
|
|
Daily
|
|
N/A
|
Supplemental Information
|
Required for Form 5500
|
1 Year Crown Chart |
1 Month Crown Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions