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CAI-A CAI International Inc

25.80
0.00 (0.00%)
After Hours
Last Updated: 00:00:00
Delayed by 15 minutes
Name Symbol Market Type
CAI International Inc NYSE:CAI-A NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 25.80 0 00:00:00

Statement of Changes in Beneficial Ownership (4)

16/02/2021 11:24pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HALLAHAN DANIEL JAMES
2. Issuer Name and Ticker or Trading Symbol

CAI International, Inc. [ CAI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Senior VP, Global Marketing
(Last)          (First)          (Middle)

STEUART TOWER, 1 MARKET PLAZA, SUITE 2400
3. Date of Earliest Transaction (MM/DD/YYYY)

2/11/2021
(Street)

SAN FRANCISCO, CA 94105
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/11/2021  A  3587.0000 (1)A$0.0000 42358.0000 D  
Common Stock 2/12/2021  F  438.0000 (2)D$38.8400 41920.0000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Represents restricted stock units granted pursuant to the issuer's 2019 Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. The restricted stock units vest in equal increments of 25% on the first, second, third and fourth anniversaries of the date of grant.
(2) Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
HALLAHAN DANIEL JAMES
STEUART TOWER
1 MARKET PLAZA, SUITE 2400
SAN FRANCISCO, CA 94105


Senior VP, Global Marketing

Signatures
/s/ David Morris, as Attorney-in-Fact2/16/2021
**Signature of Reporting PersonDate

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