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Name | Symbol | Market | Type |
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Elements Benjamin Graham Small Cap Value Index-Total Return Etn | NYSE:BSC | NYSE | Fund |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.60 | 0 | 01:00:00 |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
SOLENDER MICHAEL S |
2. Issuer Name
and
Ticker or Trading Symbol
BEAR STEARNS COMPANIES INC [ BSC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) General Counsel |
C/O BEAR, STEARNS & CO. INC., 383 MADISON AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10179 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
CAP Units (2002) | (1) | 5/30/2008 | D | 14 | 11/30/2007 | 11/30/2007 (2) | Common Stock | 14.00 | (3) | 0.00 | D |
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CAP Units (2003) | (1) | 5/30/2008 | D | 3834 | 11/30/2008 | 11/30/2008 (2) | Common Stock | 3834.00 | (4) | 0.00 | D |
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CAP Units (2004) | (1) | 5/30/2008 | D | 4285 | 11/30/2009 | 11/30/2009 (5) | Common Stock | 4285.00 | (6) | 0.00 | D |
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CAP Units (2005) | (1) | 5/30/2008 | D | 4669 | 11/30/2010 | 11/30/2010 (5) | Common Stock | 4669.00 | (7) | 0.00 | D |
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CAP Units (2006) | (1) | 5/30/2008 | D | 5225 | 11/30/2011 | 11/30/2011 (5) | Common Stock | 5225.00 | (8) | 0.00 | D |
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CAP Units 2007 | (1) | 5/30/2008 | D | 17464 | 11/30/2007 | 11/30/2012 (5) | Common Stock | 17464.00 | (9) | 0.00 | D |
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Emp. Stock Option (Rt. to Buy) | $73.75 | 5/30/2008 | D | 4444 | 12/15/2003 | 12/15/2013 | Common Stock | 4444.00 | (10) | 0.00 | D |
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Emp. Stock Option (Rt. to Buy) | $116.50 | 5/30/2008 | D | 4672 | 12/22/2005 | 12/22/2015 | Common Stock | 4672.00 | (11) | 0.00 | D |
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Emp. Stock Option (rt. to buy) | $165.32 | 5/30/2008 | D | 2900 | 12/20/2006 | 12/20/2016 | Common Stock | 2900.00 | (12) | 0.00 | D |
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Employee Stock Option (Right to Buy) | $64.00 | 5/30/2008 | D | 1100 | 11/30/2005 | 11/30/2012 | Common Stock | 1100.00 | (13) | 0.00 | D |
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Employee Stock Option (Right to Buy) | $102.65 | 5/30/2008 | D | 4404 | 12/28/2004 | 12/28/2014 | Common Stock | 4404.00 | (14) | 0.00 | D |
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Explanation of Responses: | |
( 1) | This type of derivative security typically does not have a conversion or exercise price |
( 2) | The shares of common stock underlying the CAP Units will be distributed on or about 11/30/2008 |
( 3) | The CAP Units were converted in the merger into 3 CAP Units of JPMorgan Chase. |
( 4) | The CAP Units were converted in the merger into 833 CAP Units of JPMorgan Chase. |
( 5) | In connection with the merger, the deferral period for the CAP Units will be accelerated and the shares of common stock underlying the CAP Units will be distributed on or about 1/15/2009. |
( 6) | The CAP Units were converted in the merger into 932 CAP Units of JPMorgan Chase. |
( 7) | The CAP Units were converted in the merger into 1,015 CAP Units of JPMorgan Chase. |
( 8) | The CAP Units were converted in the merger into 1,136 CAP Units of JPMorgan Chase. |
( 9) | The CAP Units were converted in the merger into 3,798 CAP Units of JPMorgan Chase. |
( 10) | This option was converted in the merger into an option to purchase 966 shares of JPMorgan Chase common stock for $339.03 per share. |
( 11) | This option was converted in the merger into an option to purchase 1,016 shares of JPMorgan Chase common stock for $535.56 per share. |
( 12) | This option was converted in the merger into an option to purchase 630 shares of JPMorgan Chase common stock for $759.99 per share. |
( 13) | This option was converted in the merger into an option to purchase 239 shares of JPMorgan Chase common stock for $294.21 per share. |
( 14) | This option was converted in the merger into an option to purchase 958 shares of JPMorgan Chase common stock for $471.89 per share. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
SOLENDER MICHAEL S
C/O BEAR, STEARNS & CO. INC. 383 MADISON AVENUE NEW YORK, NY 10179 |
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General Counsel |
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Signatures
|
||
/s/ Solender, Michael S. | 6/2/2008 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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