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BSC Elements Benjamin Graham Small Cap Value Index-Total Return Etn

11.60
0.00 (0.00%)
26 Dec 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
Elements Benjamin Graham Small Cap Value Index-Total Return Etn NYSE:BSC NYSE Fund
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 11.60 0 00:00:00

Bear Stearns Companies Inc - Initial Statement of Beneficial Ownership (3)

09/06/2008 5:30pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Brigstocke David HC

2. Date of Event Requiring Statement (MM/DD/YYYY)
5/30/2008 

3. Issuer Name and Ticker or Trading Symbol

BEAR STEARNS COMPANIES INC [BSC]

(Last)        (First)        (Middle)

JPMORGAN CHASE & CO., 270 PARK AVENUE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Vice President /

(Street)

NEW YORK, NY 10017       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
6.15% Cumulative Preferred Stock, Series E (BSC-PE)   0   D    
5.72% Cumulative Preferred Stock, Series F (BSC-PF)   0   D    
5.49% Cumulative Preferred Stock, Series G (BSC-PG)   0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Brigstocke David HC
JPMORGAN CHASE & CO.
270 PARK AVENUE
NEW YORK, NY 10017
X
Vice President

Signatures
Anthony J. Horan, under POA for David HC Brigstocke 6/9/2008
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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