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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Brookfield Mortgage Opportunity Income Fund Inc. | NYSE:BOI | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 14.32 | 0 | 01:00:00 |
Securities Act Registration No. 333-178833
Investment Company Act Registration No. 811-22655
As filed with the Securities and Exchange Commission on
March
7,
2014
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý
¨ Pre-Effective Amendment No.
ý
Post-Effective Amendment No.
99
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý
ý
Amendment No.
100
(Check appropriate box or boxes.)
Northern Lights Fund Trust III
(Exact Name of Registrant as Specified in Charter)
17605 Wright Street, Omaha, NE 68130
(Address of Principal Executive Offices)(Zip Code)
Registrants Telephone Number, including Area Code: (402) 895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
JoAnn M. Strasser, Thompson Hine LLP 41 South High Street, 17th Floor Columbus, Ohio 43215 614-469-3265 (phone) 614-469-3361 (fax) |
James P. Ash, Gemini Fund Services, LLC 80 Arkay Drive Hauppauge, New York 11788 (631) 470-2600 |
Approximate date of proposed public offering: As soon as practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
¨ Immediately upon filing pursuant to paragraph (b)
¨
On
(date)
pursuant to paragraph (b)
¨ 60 days after filing pursuant to paragraph (a)(1)
¨ On (date) pursuant to paragraph (a)(1)
¨ 75 days after filing pursuant to paragraph (a)(2)
¨ On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
X This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
The sole purpose of this filing is to delay the effectiveness of the Trusts Post-Effective Amendment No.
80
to its Registration Statement until
March
27,
2014.
Post-Effective Amendment No.
80
to the Trusts Registration Statement relates to
the
Rogé Partners Fund
. Parts A, B and C of Registrants Post-Effective Amendment No.
80
under the Securities Act of 1933 and Amendment No.
81
under the Investment Company Act of 1940, filed on
November 26,
2013, are incorporated by reference herein.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No.
99
to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of
Hauppauge
, State of
New York
on the
7
th
day of
March
,2014.
NORTHERN LIGHTS FUND TRUST III
(Registrant)
/s/ Andrew Rogers
By: Andrew Rogers,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Name |
Title |
Andrew Rogers* |
President |
Brian Curley* |
Treasurer |
Mark H. Taylor* |
Independent Trustee |
Jerry Vincentini* |
Independent Trustee |
Anthony M. Payne* |
Independent Trustee |
James U. Jensen* |
Independent Trustee |
John Palancia* |
Independent Trustee |
By: Date:
/s/ James Ash
March 7,
2014
James Ash
*Attorney-in-Fact Pursuant to Powers of Attorney previously filed on May 30, 2013 and June 4, 2013 to the Registrants Registration Statement on Form N-1A.
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