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Name | Symbol | Market | Type |
---|---|---|---|
Banc of California Prfd D | NYSE:BANCPD | NYSE | Preference Share |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0 | - |
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Transaction Valuation
(1)
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Amount of Filing Fee
(2)
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$75,000,000
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$9,090
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(1)
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Calculated solely for purposes of determining the amount of the filing fee.
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(2)
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The amount of the filing fee, calculated in accordance with Rule 0‑11 under the Securities Exchange Act of 1934, as amended, and Fee Rate Advisory No. 1 for fiscal year 2019 equals $121.20 per million dollars of the transaction.
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ý
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Check the box if any part of the fee is offset as provided by Rule 0‑11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $9,090
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Filing Party: Banc of California, Inc.
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Form or Registration No: Schedule TO
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Date Filed: July 25, 2019
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¨
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Check the box if filing relates solely to preliminary communications made before the commencement of a tender offer.
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Exhibit
Number
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Description
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(a)(5)(E)
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Investor Conference Materials (furnished as an exhibit to the Company's Current Report on Form 8-K furnished on July 29, 2019 and incorporated herein by reference).
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By:
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/s/ John A. Bogler
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Name:
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John A. Bogler
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Title:
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Executive Vice President and Chief Financial Officer
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(a)(1)(A)
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(a)(1)(B)
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(a)(1)(C)
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(a)(1)(D)
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(a)(2)
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Not applicable.
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(a)(3)
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Not applicable.
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(a)(4)
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Not applicable.
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(a)(5)(A)
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(a)(5)(B)
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(a)(5)(C)
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(a)(5)(D)
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(a)(5)(E)
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(b)
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Not applicable.
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(d)(70)
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(d)(71)
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(d)(72)
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(d)(73)
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(g)
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Not applicable.
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(h)
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Not applicable.
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