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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Arlo Technologies Inc | NYSE:ARLO | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.15 | 0.89% | 17.00 | 1,250 | 13:13:19 |
Delaware | 38-4061754 | |||||||
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |||||||
2200 Faraday Ave., Suite #150 | ||||||||
Carlsbad, | California | 92008 | ||||||
(Address of Principal Executive Offices) | (Zip Code) |
Large Accelerated filer | ☐ | Accelerated filer | ☒ | |||||||||||||||||
Non-accelerated filer | ☐ | Smaller reporting company | ☒ | |||||||||||||||||
Emerging growth company | ☒ |
Title of securities
to be registered
|
Amount
to be
registered (1)(3)
|
Proposed
maximum
offering price
per share (2)
|
Proposed
maximum
aggregate
offering price (2)
|
Amount of
registration fee
|
||||||||||||||||||||||
2018 Equity Incentive Plan
Common Stock, $0.001 par value per share |
1,500,000 | $5.60 | $8,400,000.00 | $916.44 |
(1) |
Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement on Form S-8 shall also cover any additional shares of the Common Stock (“Common Stock”) of Arlo Technologies, Inc. (the “Registrant”) that become issuable under the Arlo Technologies, Inc. 2018 Equity Incentive Plan (the “2018 EIP”) by reason of any stock dividend, stock split, recapitalization or other similar transaction.
|
||||
(2) |
This estimate is made pursuant to Rule 457(c) and Rule 457(h)(1) of the Securities Act solely for purposes of calculating the registration fee. The price per share and aggregate offering price are based upon the average of the high and low prices of the Common Stock on August 19, 2021, as reported on the New York Stock Exchange.
|
||||
(3) |
Represents shares of Common Stock authorized for issuance under the 2018 EIP pursuant to an amendment approved by the Board of Directors of the Registrant on July 28, 2021 without stockholder approval pursuant to Rule 303A.08 of the New York Stock Exchange Listed Company Manual (“Rule 303A.08”), which shares are reserved for issuance upon the exercise of outstanding stock options or pursuant to the vesting of restricted stock units or performance restricted stock units granted under the 2018 EIP as inducement grants pursuant to Rule 303A.08.
|
Exhibit
Number
|
Description | |||||||
4.1(1)
|
||||||||
4.2(2)
|
||||||||
4.3(3)
|
||||||||
5.1 | ||||||||
23.1 | ||||||||
23.2 | ||||||||
24.1 | ||||||||
99.1(4)
|
(1) | Previously filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed with the Commission on August 7, 2018, and incorporated herein by reference. | ||||
(2) | Previously filed as Exhibit 3.2 to the Registrant’s Current Report on Form 8-K, filed with the Commission on August 7, 2018, and incorporated herein by reference. | ||||
(3) | Previously filed as Exhibit 4.1 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-226088), filed with the Commission on July 23, 2018, and incorporated herein by reference. | ||||
(4) |
Previously filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, filed with the Commission on August 3, 2021, and incorporated herein by reference.
|
ARLO TECHNOLOGIES, INC.
|
|||||
By: | /s/ MATTHEW MCRAE | ||||
Matthew McRae | |||||
Chief Executive Officer |
Signature | Title | Date | ||||||||||||
/s/ MATTHEW MCRAE |
Chief Executive Officer and Member of the Board of Directors
|
August 20, 2021 | ||||||||||||
Matthew McRae | (Principal Executive Officer) | |||||||||||||
/s/ GORDON MATTINGLY | Chief Financial Officer | August 20, 2021 | ||||||||||||
Gordon Mattingly | (Principal Financial and Accounting Officer) | |||||||||||||
/s/ RALPH E. FAISON | Chairman of the Board of Directors | August 20, 2021 | ||||||||||||
Ralph E. Faison | ||||||||||||||
/s/ PRASHANT AGGARWAL | Member of the Board of Directors | August 20, 2021 | ||||||||||||
Prashant Aggarwal | ||||||||||||||
/s/ JOCELYN E. CARTER-MILLER | Member of the Board of Directors | August 20, 2021 | ||||||||||||
Jocelyn E. Carter-Miller | ||||||||||||||
/s/ CATRIONA FALLON
|
Member of the Board of Directors | August 20, 2021 | ||||||||||||
Catriona Fallon
|
||||||||||||||
/s/ AMY ROTHSTEIN | Member of the Board of Directors | August 20, 2021 | ||||||||||||
Amy Rothstein | ||||||||||||||
/s/ GRADY K. SUMMERS | Member of the Board of Directors | August 20, 2021 | ||||||||||||
Grady K. Summers |
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