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AOI Alliance One International, Inc.

23.95
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Alliance One International, Inc. NYSE:AOI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 23.95 0 01:00:00

Annual Statement of Changes in Beneficial Ownership (5)

03/07/2018 5:48pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ X ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  

OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KEHAYA MARK W

2. Issuer Name and Ticker or Trading Symbol

ALLIANCE ONE INTERNATIONAL, INC. [AOI]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)

(Last)          (First)          (Middle)

C/O ALLIANCE ONE INTERNATIONAL, INC.,  8001 AERIAL CENTER PARKWAY

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
3/31/2018 
(Street)

MORRISVILLE, NC 27560

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
COMMON STOCK   1/3/2018     G   27396   (4) A $0   155882   (1) D  
 
COMMON STOCK   1/22/2018     G4   549   (2) A $0   156431   D  
 
COMMON STOCK   1/22/2018     G4   549   (2) D $0   0   I   By wife  
COMMON STOCK                 134124   I   By Helga L Kehaya Trust, Trustee Mark Kehaya  
COMMON STOCK                 1308   (3) I   By wife as UTMA custodian for daughter  
COMMON STOCK                 540   (3) I   By wife as UTMA custodian for son  
COMMON STOCK                 395   I   401(k)  
COMMON STOCK                 165950   I   U.S. Trust Company of Delaware Administrative Trustee of the Kehaya QTIP FBO Helga Kehaya  
COMMON STOCK                 86032   I   Reliance Trust Co, Mark Kehaya, Ery W. Kehaya and Elizabeth Kehaya, co-trustees, Ery W. Kehaya CLAT  
COMMON STOCK                 7485   I   Reliance Trust Company Co-Trustee of the Kehaya GST Ex Tr FBO Ery W. Kehaya  
COMMON STOCK                 15040   I   Reliance Trust Company Co-Tustee of the Kehaya GST Ex Tr FBO Mark Kehaya  
COMMON STOCK                 7485   I   Reliance Trust Company Co-Trustee of the Kehaya GST Ex Tr FBO Elizabeth Kehaya  

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  Mr. Kehaya's total direct ownership shown on Form 4s filed during the fiscal year was overstated by 1,400 common shares as a result of an administrative error. The Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year corrects this administrative error.
(2)  Shares held by Mr. Kehaya's wife were transferred into an account owned jointly by Mr. Kehaya and his wife
(3)  Shares previously were underreported by 380 common shares as a result of an administrative error
(4)  Shares received as a gift from Mr. Kehaya's mother's estate

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
KEHAYA MARK W
C/O ALLIANCE ONE INTERNATIONAL, INC.
8001 AERIAL CENTER PARKWAY
MORRISVILLE, NC 27560
X



Signatures
LAURA D. JONES, ATTORNEY-IN-FACT 7/3/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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