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AAM-A Apollo Asset Management Inc

25.04
0.00 (0.00%)
17 May 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
Apollo Asset Management Inc NYSE:AAM-A NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 25.04 0 01:00:00

Report of Proposed Sale of Securities (144)

10/06/2023 12:07am

Edgar (US Regulatory)


Form 144 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 144

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

Form 144

144: Issuer Information

Name of Issuer
Apollo Global Management, Inc.
SEC File Number
001-41197
Address of Issuer
9 West 57th Street, 42nd Floor
New York
NEW YORK
10019
Phone
212-515-3200
Name of Person for Whose Account the Securities are To Be Sold
MJH Partners III LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer
  1. Affiliate

144: Securities Information


RecordTitle of the Class of Securities To Be SoldName and Address of the BrokerNumber of Shares or Other Units To Be SoldAggregate Market ValueNumber of Shares or Other Units OutstandingApproximate Date of SaleName the Securities Exchange
#1Common Stock, par value $0.00001 per share ("Common Stock")
J.P. Morgan Securities LLC
390 Madison Avenue - 6th Floor
New York,
NEW YORK
10017
1,000,000$72,750,000.00567,403,76006/09/2023
NYSE

144: Securities To Be Sold

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

RecordTitle of the ClassDate you AcquiredNature of Acquisition TransactionName of Person from Whom AcquiredIs this a Gift?Date Donor AcquiredAmount of Securities AcquiredDate of PaymentNature of Payment *
#1Common Stock06/09/2023Share ContributionMJH Partners II LLC1,000,00006/09/2023Contribution (1)(2); (1) The shares to be sold were obtained in exchange for Apollo Operating Group Units at completion of the merger between Apollo and Athene under the related S-4 registration statement. Such units were fully vested as of 12/31/11


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

144: Securities Sold During The Past 3 Months

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

RecordName and Address of SellerTitle of Securities SoldDate of SaleAmount of Securities SoldGross Proceeds
#1MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock04/17/2023286,157$18,624,982.93
#2MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock04/18/2023400,000$26,170,350.38
#3MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock04/19/2023193,537$12,705,933.88
#4MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock04/24/202363,988$4,054,229.57
#5MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock04/27/202379,150$4,958,032.06
#6MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock04/28/2023223,910$14,146,124.27
#7MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/01/2023208,924$13,316,378.67
#8MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/03/20231,200$75,009.00
#9MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/09/2023187,734$11,799,269.75
#10MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/10/2023340,886$21,761,902.69
#11MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/11/202343,431$2,775,645.27
#12MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/12/20239,500$606,830.00
#13MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/15/202314,744$937,644.91
#14MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/17/2023141,630$9,028,414.83
#15MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/18/202340,689$2,595,174.89
#16MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/19/20235,487$351,374.27
#17MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/22/2023332,539$21,784,219.42
#18MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/23/202310,902$720,413.14
#19MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/25/2023212,142$13,639,122.55
#20MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/26/2023198,802$13,054,519.16
#21MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/30/2023300,000$19,932,343.27
#22MJH Partners II LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/31/20233,323$224,320.21
#23MJH Partners lll LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock05/31/20231,000,000$0.00
#24MJH Partners lll LLC,
404 Washington Avenue,
PH 810,
Miami Beach,
FLORIDA
33139
Common Stock06/06/20231,000,000$0.00

144: Remarks and Signature

Remarks
(2) On 6/9/23, MJH Partners II LLC transferred 1,000,000 shares of Common Stock to MJH Partners III LLC in a share contribution in which the ultimate beneficial ownership of such shares did not change. No funds or consideration was paid for such transfer. Each of MJH II and MJH III is an estate planning vehicle for which Joshua Harris exercises voting and investment control. In accordance with the interpretive letter from the staff of the SEC to Goldman Sachs, dated 12/20/99, and in the interpretive letter from the staff of the SEC to Bank of America, N.A. et al, dated 12/1/11, on the date hereof, MJH Partners III LLC has entered into delayed draw variable share forward sale transactions which relate to up to the aggregate number of shares of Common Stock specified in Part 3(c) above. The delayed draw variable share forward sale transactions are with an unaffiliated bank, and may be physically settled or cash settled. Part 3(d) is based on the closing price of $72.75 on June 8, 2023.
Date of Notice
06/09/2023

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
/s/ Joshua Harris

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

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