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YRCW YRC Worldwide Inc

5.11
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
YRC Worldwide Inc NASDAQ:YRCW NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 5.11 5.09 5.11 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

06/06/2019 10:37pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

O'Connor Thomas Joseph III
2. Issuer Name and Ticker or Trading Symbol

YRC Worldwide Inc. [ YRCW ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
COO, YRCW & President, YRC Inc
(Last)          (First)          (Middle)

10990 ROE AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

6/5/2019
(Street)

OVERLAND PARK, KS 66211
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   6/5/2019     A (1)    123762   A $0   212269   D    
Common Stock   6/5/2019     A (2)    26563   A $0   238832   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  On February 11, 2019, these shares were granted by the Board of the Company subject to stockholder approval of the 2019 Incentive and Equity Award Plan (the "2019 Plan") by the Company stockholders. On June 5, 2019, the 2019 Plan was approved by the stockholders. One-third of the restricted stock will vest upon the Company's common stock achieving a 30-calendar day weighted-volume average stock price of $11.75 per share on or before December 31, 2020 (the "Initial Vesting"). The remaining two-thirds of the restricted stock will vest 12 months after the Initial Vesting. The reporting person must be employed by the Company, or one of its affiliates, to be entitled to the shares at each vesting.
(2)  On June 3, 2019, these shares were granted by the Board of the Company, in connection with the reporting person's promotion, subject to stockholder approval of the 2019 Plan by the Company stockholders. On June 5, 2019, the 2019 Plan was approved by the stockholders. One-third of the restricted stock will vest upon the Initial Vesting. The remaining two-thirds of the restricted stock will vest 12 months after the Initial Vesting. The reporting person must be employed by the Company, or one of its affiliates, to be entitled to the shares at each vesting.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
O'Connor Thomas Joseph III
10990 ROE AVENUE
OVERLAND PARK, KS 66211


COO, YRCW & President, YRC Inc

Signatures
/s/Leah K. Dawson, Attorney-in-Fact for Thomas O'Connor 6/6/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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