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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Intrexon Corporation | NASDAQ:XON | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 4.65 | 4.63 | 4.73 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
KIRK RANDAL J |
2. Issuer Name
and
Ticker or Trading Symbol
INTREXON CORP [ XON ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
C/O THIRD SECURITY, LLC, 1881 GROVE AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
RADFORD, VA 24141 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1/31/2018 | A | 54384 (1) | A | $14.71 (1) | 940875 | I | by Third Security (3) | ||
Common Stock | 1/31/2018 | A | 15384 (2) | A | $13.00 (2) | 14749589 | I | by R.J. Kirk DOT (3) | ||
Common Stock | 7782622 | I | by Kapital Joe (3) | |||||||
Common Stock | 8325000 | I | by TSCP V (3) | |||||||
Common Stock | 311287 | I | by Staff 2001 (3) | |||||||
Common Stock | 1403 | I | by Lotus (3) | |||||||
Common Stock | 139052 | I | by JPK 2008 (3) | |||||||
Common Stock | 140007 | I | by MGK 2008 (3) | |||||||
Common Stock | 114181 | I | by ZSK 2008 (3) | |||||||
Common Stock | 720562 | I | by JPK 2009 (3) | |||||||
Common Stock | 850355 | I | by MGK 2009 (3) | |||||||
Common Stock | 75684 | I | by ZSK 2009 (3) | |||||||
Common Stock | 843044 | I | by JPK 2012 (3) | |||||||
Common Stock | 135033 | I | by Kellie L. Banks LTT (3) | |||||||
Common Stock | 118266 | I | by Senior Staff 2006 (3) | |||||||
Common Stock | 59133 | I | by Staff 2006 (3) | |||||||
Common Stock | 19711 | I | by Incentive 2006 (4) | |||||||
Common Stock | 5483957 | I | by Mascara Kaboom (4) | |||||||
Common Stock | 58800 | I | by Sr. Staff (4) | |||||||
Common Stock | 213805 | I | by ADC 2010 (4) | |||||||
Common Stock | 940426 | I | by MGK 2011 (4) | |||||||
Common Stock | 1356648 | I | by Senior Staff 2008 (4) | |||||||
Common Stock | 1356648 | I | by Staff 2010 (4) | |||||||
Common Stock | 678323 | I | by Incentive 2010 (4) | |||||||
Common Stock | 13340645 | I | by NRM VI Holdings (4) | |||||||
Common Stock | 243001 | I | by NRM VII Holdings (4) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
KIRK RANDAL J
C/O THIRD SECURITY, LLC 1881 GROVE AVENUE RADFORD, VA 24141 |
X | X | Chief Executive Officer |
|
Signatures
|
||
/s/ Randal J. Kirk | 2/1/2018 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Intrexon Chart |
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