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VPFG (MM)

23.85
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
(MM) NASDAQ:VPFG NASDAQ Ordinary Share
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 23.85 0.00 01:00:00

Statement of Changes in Beneficial Ownership (4)

22/09/2014 10:15pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Anderson Kari J
2. Issuer Name and Ticker or Trading Symbol

ViewPoint Financial Group Inc. [ VPFG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP, Chief Accounting Officer
(Last)          (First)          (Middle)

1309 WEST 15TH STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

9/18/2014
(Street)

PLANO, TX 75075
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock                  420   D    
Common Stock                  8182   I   ESOP  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
common stock- stock option   $11.66                      (1) 5/15/2018   Common Stock   840     840   D    
common stock- stock option   $10.74                      (2) 5/19/2019   Common Stock   1680     1680   D    
common stock- stock option   $11.08                      (3) 5/25/2020   Common Stock   2940     2940   D    
common stock- stock option   $12.72                      (4) 5/24/2021   Common Stock   2800     2800   D    
common stock- stock option   $15.79                      (5) 5/23/2022   Common Stock   5000     5000   D    
common stock- stock option   $19.44                      (6) 5/20/2023   Common Stock   6000     6000   D    
common stock- stock option   $26.07   9/18/2014     A      7500         (7) 9/18/2024   Common Stock   7500   $0   7500   D    

Explanation of Responses:
( 1)  Grant of stock options vesting in five equal installments beginning on May 15, 2009, with each installment vesting only if the Company achieves budgeted income before income tax expense as set by the Board of Directors at the beginning of each performance period.
( 2)  Grant of stock options vesting in five equal installments beginning on May 19, 2010, with each installment vesting only if the Company achieves budgeted income before income tax expense as set by the Board of Directors at the beginning of each performance period.
( 3)  Grant of stock options vesting in five equal installments beginning on May 25, 2011, with each installment vesting only if the Company achieves budgeted income before income tax expense as set by the Board of Directors at the beginning of each performance period.
( 4)  Grant of stock options vesting in five equal installments beginning on May 24, 2012, with each installment vesting only if the Company achieves budgeted earnings per share as set by the Board of Directors at the beginning of each performance period.
( 5)  Grant of stock options vesting in five equal installments beginning on May 23, 2013
( 6)  Grant of stock options vesting in five equal installments beginning on May 20, 2014
( 7)  Grant of stock options vesting in five equal installments beginning on September 18, 2015.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Anderson Kari J
1309 WEST 15TH STREET
PLANO, TX 75075


SVP, Chief Accounting Officer

Signatures
Scott A. Almy, POA 9/22/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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