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VOLC (MM)

17.99
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
(MM) NASDAQ:VOLC NASDAQ Ordinary Share
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 17.99 0.00 01:00:00

Initial Statement of Beneficial Ownership (3)

14/06/2014 12:25am

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ACE HEATHER S

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/3/2014 

3. Issuer Name and Ticker or Trading Symbol

Volcano Corp [VOLC]

(Last)        (First)        (Middle)

3721 VALLEY CENTRE DR., SUITE 500

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
EVP, Human Resources /

(Street)

SAN DIEGO, CA 92130       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   7326   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy)     (1) 2/19/2020   Common Stock   16335.0   $25.4   D    
Restricted Stock Units     (2)   (2) Common Stock   7515.0   $0.0   D    
Restricted Stock Units     (3)   (3) Common Stock   7483.0   $0.0   D    
Restricted Stock Units     (4)   (4) Common Stock   17517.0   $0.0   D    

Explanation of Responses:
( 1)  The non-qualified stock option was granted on 2/19/2013. 1/48th of the shares underlying such options vest each month in equal installments over a period of four years.
( 2)  1/4 of the restricted stock units vested on 2/19/14. 1/4 of the restricted stock units will vest on each of 2/19/15, 2/19/16 and 2/19/17, subject to continuous service
( 3)  1/4 of the restricted stock units will vest on each of 2/12/15, 2/12/16, 2/12/17 and 2/12/2018, subject to continuous service.
( 4)  1/4 of the restricted stock units vested on 6/11/13. 1/4 of the restricted stock units will vest on each of 6/11/2014, 6/11/2015 and 6/11/2016, subject to continuous service.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ACE HEATHER S
3721 VALLEY CENTRE DR., SUITE 500
SAN DIEGO, CA 92130


EVP, Human Resources

Signatures
By: /s/ Jeremy Hayden, Attorney-in-Fact For: Heather S. Ace 6/13/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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