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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Mru Holdings (MM) | NASDAQ:UNCL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.0102 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
BROWN MICHAEL MAURICE |
2. Issuer Name
and
Ticker or Trading Symbol
MRU HOLDINGS INC [ UNCL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
C/O BATTERY VENTURES VII, LLC, 930 WINTER STREET, SUITE 2500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
WALTHAM, MA 02451 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/2/2007 | P | 850000 | A | $4.98 | 850000 | I | By Battery Partners VII, LLC (1) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | $3.80 | 12/31/2006 | J | 208291 (2) | (3) | (3) | Common Stock | 208291 | $0 | 4155660 | I | By Battery Partners VII, LLC (1) | |||
Series B Convertible Preferred Stock | $3.80 | 6/15/2007 | J | 112716 (2) | (3) | (3) | Common Stock | 112716 | $0 | 4268376 | I | By Battery Partners VII, LLC (1) | |||
Series B Convertible Preferred Stock | $3.80 | 12/31/2007 | J | 139628 (2) | (3) | (3) | Common Stock | 139628 | $0 | 4408004 (4) | I | By Battery Partners VII, LLC (1) | |||
Series B-2 Convertible Preferred Stock | (3) | 6/30/2008 | P | 2197109 | (5) | (5) | Common Stock | 2197109 | $2.25 | 2197109 | I | By Battery Partners VII, LLC (1) | |||
Warrants to purchase | $2.25 | 6/30/2008 | P | 659132 | 9/30/2008 | 6/29/2013 | Common Stock | 659132 | $.0375 | 659132 | I | By Battery Partners VII, LLC (1) | |||
Warrants to purchase | $2.25 | 7/10/2008 | P | 1111110 | (6) | 7/9/2013 | Common Stock | 1111110 | $0 | 1111110 | I | By Battery Partners VII, LLC (1) |
Explanation of Responses: | |
( 1) | The reporting person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or for any other purpose. |
( 2) | The reported shares were received as a payment-in-kind stock dividend pursuant to the terms of the Amended and Restated Certificate of Incorporation of MRU Holdings, Inc. |
( 3) | The Series B Convertible Preferred shares became convertible upon issuance and have no expiration date. |
( 4) | Pursuant to the anti-dilution provisions of the Series B Convertible Preferred Stock, the number of shares of common stock into which the Series B Convertible Preferred shares are convertible has been adjusted. The shares are currently convertible into 4,522,673 shares of common stock at $3.704 per share. |
( 5) | Effective September 30, 2008, the Series B-2 Convertible Preferred shares are convertible at any time on a one-for-one basis, and have no expiration date. |
( 6) | The warrants are exercisable at any time. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
BROWN MICHAEL MAURICE
C/O BATTERY VENTURES VII, LLC 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
X |
|
|
|
Signatures
|
||
/s/Christopher Schiavo, Attorney-in-Fact | 11/25/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Mru Holdings (MM) Chart |
1 Month Mru Holdings (MM) Chart |
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