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Share Name | Share Symbol | Market | Type |
---|---|---|---|
UMB Financial Corporation | NASDAQ:UMBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 81.87 | 66.00 | 130.99 | 9 | 14:03:52 |
1. Name and Address of Reporting Person * KEMPER J MARINER | 2. Issuer Name and Ticker or Trading Symbol UMB FINANCIAL CORP [ UMBF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman and CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 5/14/2021 | S | 134 | D | $98.19 | 196967.1153 | D | |||
Common Stock | 5/14/2021 | S | 300 | D | $98.205 | 196667.1153 | D | |||
Common Stock | 5/14/2021 | S | 600 | D | $98.22 | 196067.1153 | D | |||
Common Stock | 5/14/2021 | S | 500 | D | $98.26 | 195567.1153 | D | |||
Common Stock | 5/14/2021 | S | 100 | D | $98.265 | 195467.1153 | D | |||
Common Stock | 5/14/2021 | S | 600 | D | $98.27 | 194867.1153 | D | |||
Common Stock | 5/14/2021 | S | 101 | D | $98.28 | 194766.1153 | D | |||
Common Stock | 5/14/2021 | S | 400 | D | $98.29 | 194366.1153 | D | |||
Common Stock | 5/14/2021 | S | 15 | D | $98.30 | 194351.1153 | D | |||
Common Stock | 5/14/2021 | S | 200 | D | $98.31 | 194151.1153 | D | |||
Common Stock | 5/14/2021 | S | 14 | D | $98.33 | 194137.1153 | D | |||
Common Stock | 5/14/2021 | S | 100 | D | $98.34 | 194037.1153 | D | |||
Common Stock | 5/14/2021 | S | 163 | D | $98.35 | 193874.1153 | D | |||
Common Stock | 5/14/2021 | S | 318 | D | $98.36 | 193556.1153 | D | |||
Common Stock | 5/14/2021 | S | 297 | D | $98.37 | 193259.1153 | D | |||
Common Stock | 5/14/2021 | S | 301 | D | $98.39 | 192958.1153 | D | |||
Common Stock | 5/14/2021 | S | 200 | D | $98.40 | 192758.1153 | D | |||
Common Stock | 5/14/2021 | S | 300 | D | $98.41 | 192458.1153 | D | |||
Common Stock | 5/14/2021 | S | 100 | D | $98.42 | 192358.1153 | D | |||
Common Stock | 5/14/2021 | S | 99 | D | $98.43 | 192259.1153 | D | |||
Common Stock | 5/14/2021 | S | 3 | D | $98.44 | 192256.1153 | D | |||
Common Stock | 5/14/2021 | S | 200 | D | $98.445 | 192056.1153 | D | |||
Common Stock | 1000 | I | By Daughter - Custodial Brokerage Account | |||||||
Common Stock | 2103.133 | I | By Esop | |||||||
Common Stock | 1000 | I | By Son - Custodial Brokerage Account | |||||||
Common Stock | 53800 | I | By Trust - TUW RC Kemper For John Mariner | |||||||
Common Stock | 12558 | I | By Trust: Mary S Hunt Trust | |||||||
Common Stock | 290397 | I | Held by Kemper Realty | |||||||
Common Stock | 395989 | I | Held by Pioneer Service Corporation | |||||||
Common Stock | 2023836 | I | By Trust - RC Kemper Irrevocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
KEMPER J MARINER 1010 GRAND BLVD. KANSAS CITY, MO 64106 | X | Chairman and CEO |
Signatures | ||
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper | 5/17/2021 | |
**Signature of Reporting Person | Date |
1 Year UMB Financial Chart |
1 Month UMB Financial Chart |
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