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Share Name | Share Symbol | Market | Type |
---|---|---|---|
UMB Financial Corporation | NASDAQ:UMBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.37 | -0.35% | 103.89 | 103.18 | 104.52 | 105.235 | 103.78 | 104.77 | 304,556 | 22:22:52 |
1. Name and Address of Reporting Person * Terry Thomas S | 2. Issuer Name and Ticker or Trading Symbol UMB FINANCIAL CORP [ UMBF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Credit Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3/12/2021 | M | 1784 | A | $57.40 | 32262.9959 | D | |||
Common Stock | 3/12/2021 | M | 3661 | A | $51.42 | 35923.9959 | D | |||
Common Stock | 3/12/2021 | M | 2097 | A | $75.25 | 38020.9959 | D | |||
Common Stock | 3/12/2021 | M | 3244 | A | $47.68 | 41264.9959 | D | |||
Common Stock | 3/12/2021 | S | 100 | D | $96.36 | 41164.9959 | D | |||
Common Stock | 3/12/2021 | S | 100 | D | $96.39 | 41064.9959 | D | |||
Common Stock | 3/12/2021 | S | 100 | D | $96.41 | 40964.9959 | D | |||
Common Stock | 3/12/2021 | S | 100 | D | $96.42 | 40864.9959 | D | |||
Common Stock | 3/12/2021 | S | 68 | D | $96.43 | 40796.9959 | D | |||
Common Stock | 3/12/2021 | S | 201 | D | $96.44 | 40595.9959 | D | |||
Common Stock | 3/12/2021 | S | 32 | D | $96.45 | 40563.9959 | D | |||
Common Stock | 3/12/2021 | S | 20 | D | $96.46 | 40543.9959 | D | |||
Common Stock | 3/12/2021 | S | 129 | D | $96.47 | 40414.9959 | D | |||
Common Stock | 3/12/2021 | S | 401 | D | $96.48 | 40013.9959 | D | |||
Common Stock | 3/12/2021 | S | 303 | D | $96.49 | 39710.9959 | D | |||
Common Stock | 3/12/2021 | S | 793 | D | $96.50 | 38917.9959 | D | |||
Common Stock | 3/12/2021 | S | 1 | D | $96.505 | 38916.9959 | D | |||
Common Stock | 3/12/2021 | S | 205 | D | $96.51 | 38711.9959 | D | |||
Common Stock | 3/12/2021 | S | 2 | D | $96.52 | 38709.9959 | D | |||
Common Stock | 3/12/2021 | S | 200 | D | $96.53 | 38509.9959 | D | |||
Common Stock | 3/12/2021 | S | 199 | D | $96.54 | 38310.9959 | D | |||
Common Stock | 3/12/2021 | S | 101 | D | $96.55 | 38209.9959 | D | |||
Common Stock | 3/12/2021 | S | 800 | D | $96.56 | 37409.9959 | D | |||
Common Stock | 3/12/2021 | S | 101 | D | $96.57 | 37308.9959 | D | |||
Common Stock | 3/12/2021 | S | 100 | D | $96.575 | 37208.9959 | D | |||
Common Stock | 3/12/2021 | S | 500 | D | $96.58 | 36708.9959 | D | |||
Common Stock | 3/12/2021 | S | 200 | D | $96.59 | 36508.9959 | D | |||
Common Stock | 3/12/2021 | S | 406 | D | $96.60 | 36102.9959 | D | |||
Common Stock | 3/12/2021 | S | 196 | D | $96.61 | 35906.9959 | D | |||
Common Stock | 4615.0757 | I | By ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $57.40 | 3/12/2021 | M | 1784 | 1/1/2017 (1) | 1/1/2024 | Common Stock | 1784 | $0 | 0 | D | ||||
Stock Option (Right to Buy) | $51.42 | 3/12/2021 | M | 3661 | 2/11/2018 (2) | 2/11/2025 | Common Stock | 3661 | $0 | 0 | D | ||||
Stock Option (Right to Buy) | $75.25 | 3/12/2021 | M | 2097 | 2/2/2019 (3) | 2/2/2027 | Common Stock | 2097 | $0 | 0 | D | ||||
Stock Option (Right to Buy) | $47.68 | 3/12/2021 | M | 3244 | 2/5/2018 (4) | 2/5/2026 | Common Stock | 3244 | $0 | 0 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Terry Thomas S 1010 GRAND BLVD. KANSAS CITY, MO 64106 | Chief Credit Officer |
Signatures | ||
/s/ Megan L. Mercer, Attorney-in-Fact for Mr. Terry | 3/12/2021 | |
**Signature of Reporting Person | Date |
1 Year UMB Financial Chart |
1 Month UMB Financial Chart |
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