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Share Name | Share Symbol | Market | Type |
---|---|---|---|
UMB Financial Corporation | NASDAQ:UMBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-4.24 | -4.34% | 93.53 | 37.55 | 106.48 | 95.81 | 92.05 | 95.05 | 635,558 | 21:07:29 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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|
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1. Name and Address of Reporting Person
*
KEMPER J MARINER |
2. Issuer Name
and
Ticker or Trading Symbol
UMB FINANCIAL CORP [ UMBF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman and CEO |
1010 GRAND BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
KANSAS CITY, MO 64106 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 5/2/2017 | S | 100 | D | $73.06 | 208114.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.93 | 208014.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $73.10 | 207914.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.86 | 207814.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.4825 | 207714.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.405 | 207614.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.2925 | 207514.4489 | D | |||
Common Stock | 5/2/2017 | S | 300 | D | $72.30 | 207214.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.315 | 207114.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.535 | 207014.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.555 | 206914.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.67 | 206814.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.445 | 206714.4489 | D | |||
Common Stock | 5/2/2017 | S | 200 | D | $72.55 | 206514.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.5675 | 206414.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.7325 | 206314.4489 | D | |||
Common Stock | 5/2/2017 | S | 200 | D | $72.84 | 206114.4489 | D | |||
Common Stock | 5/2/2017 | S | 200 | D | $72.77 | 205914.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.7925 | 205814.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.75 | 205714.4489 | D | |||
Common Stock | 5/2/2017 | S | 100 | D | $72.565 | 205614.4489 | D | |||
Common Stock | 5/2/2017 | S | 95 | D | $72.76 | 205519.4489 | D | |||
Common Stock | 1000 | I | By Daughter - Custodial Brokerage Account | |||||||
Common Stock | 1902.068 | I | By Esop | |||||||
Common Stock | 1000 | I | By Son - Custodial Brokerage Account | |||||||
Common Stock | 60800 | I | By Trust - TUW RC Kemper For John Mariner | |||||||
Common Stock | 290397 | I | Held by Kemper Realty | |||||||
Common Stock | 395989 | I | Held by Pioneer Service Corporation | |||||||
Common Stock | 2161386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
|
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
KEMPER J MARINER
1010 GRAND BLVD. KANSAS CITY, MO 64106 |
X |
|
Chairman and CEO |
|
Signatures
|
||
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper | 5/3/2017 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year UMB Financial Chart |
1 Month UMB Financial Chart |
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