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Share Name | Share Symbol | Market | Type |
---|---|---|---|
UMB Financial Corporation | NASDAQ:UMBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-4.24 | -4.34% | 93.53 | 37.55 | 106.48 | 95.81 | 92.05 | 94.08 | 627,845 | 21:07:29 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
|
|
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1. Name and Address of Reporting Person
*
Hagedorn Michael D |
2. Issuer Name
and
Ticker or Trading Symbol
UMB FINANCIAL CORP [ UMBF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President of Subsidiary |
1010 GRAND BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
KANSAS CITY, MO 64106 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 5/24/2016 | M | 9607 | A | $37.73 | 64659.8198 | D | |||
Common Stock | 5/24/2016 | M | 4162 | A | $41.37 | 68821.8198 | D | |||
Common Stock | 5/24/2016 | S | 100 | D | $57.53 | 68721.8198 | D | |||
Common Stock | 5/24/2016 | S | 100 | D | $57.54 | 68621.8198 | D | |||
Common Stock | 5/24/2016 | S | 1000 | D | $57.55 | 67621.8198 | D | |||
Common Stock | 5/24/2016 | S | 6349 | D | $57.56 | 61272.8198 | D | |||
Common Stock | 5/24/2016 | S | 100 | D | $57.565 | 61172.8198 | D | |||
Common Stock | 5/24/2016 | S | 1325 | D | $57.57 | 59847.8198 | D | |||
Common Stock | 5/24/2016 | S | 800 | D | $57.575 | 59047.8198 | D | |||
Common Stock | 5/24/2016 | S | 1500 | D | $57.58 | 57547.8198 | D | |||
Common Stock | 5/24/2016 | S | 192 | D | $57.59 | 57355.8198 | D | |||
Common Stock | 5/24/2016 | S | 300 | D | $57.61 | 57055.8198 | D | |||
Common Stock | 5/24/2016 | S | 400 | D | $57.62 | 56655.8198 | D | |||
Common Stock | 5/24/2016 | S | 300 | D | $57.63 | 56355.8198 | D | |||
Common Stock | 5/24/2016 | S | 204 | D | $57.64 | 56151.8198 | D | |||
Common Stock | 5/24/2016 | S | 207 | D | $57.65 | 55944.8198 | D | |||
Common Stock | 5/24/2016 | S | 75 | D | $57.66 | 55869.8198 | D | |||
Common Stock | 5/24/2016 | S | 817 | D | $57.60 | 55052.8198 | D | |||
Common Stock | 239.9539 | I | By ESOP |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $37.73 | 5/24/2016 | M | 9607 | 1/1/2011 (1) | 1/1/2018 | Common Stock | 9607 | $0 | 0 | D | ||||
Stock Option (Right to Buy) | $41.37 | 5/24/2016 | M | 4162 | 1/1/2012 (2) | 1/1/2019 | Common Stock | 4162 | $0 | 4295 | D |
Explanation of Responses: | |
( 1) | Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013 |
( 2) | Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014 |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Hagedorn Michael D
1010 GRAND BLVD. KANSAS CITY, MO 64106 |
|
|
President of Subsidiary |
|
Signatures
|
||
John Pauls, Attorney-in-fact for Mr. Hagedorn | 5/25/2016 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year UMB Financial Chart |
1 Month UMB Financial Chart |
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