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Share Name | Share Symbol | Market | Type |
---|---|---|---|
UMB Financial Corporation | NASDAQ:UMBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
2.06 | 2.58% | 81.87 | 65.00 | 84.25 | 82.42 | 80.15 | 80.94 | 807,564 | 00:10:17 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Pauls John |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol UMB FINANCIAL CORP [UMBF] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) EVP & General Counsel / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 3071.9828 | D | |
Common Stock | 718.5919 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 11/13/2009 | 12/13/2016 | Common Stock | 1100 | $36.36 | D | |
Stock Option (Right to Buy) | 11/20/2010 | 12/20/2017 | Common Stock | 1100 | $38.54 | D | |
Stock Option (Right to Buy) | 10/17/2011 | 11/17/2018 | Common Stock | 900 | $40.93 | D | |
Stock Option (Right to Buy) | 1/1/2014 | 1/1/2021 | Common Stock | 79 | $41.71 | D | |
Stock Option (Right to Buy) | 1/1/2015 (1) | 1/1/2022 | Common Stock | 187 | $39.97 | D | |
Stock Option (Right to Buy) | 1/1/2016 (2) | 1/1/2023 | Common Stock | 341 | $45.58 | D | |
Stock Option (Right to Buy) | 1/1/2017 (3) | 1/1/2024 | Common Stock | 547 | $57.40 | D | |
Stock Option (Right to Buy) | 2/5/2018 (4) | 2/5/2026 | Common Stock | 383 | $47.68 | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Pauls John
1010 GRAND BLVD. KANSAS CITY, MO 64106 |
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EVP & General Counsel |
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Signatures
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/s/ John C. Pauls | 6/14/2016 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year UMB Financial Chart |
1 Month UMB Financial Chart |
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