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TWPG Thomas Weisel Prtns Grp (MM)

5.89
0.00 (0.00%)
14 Jun 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Thomas Weisel Prtns Grp (MM) NASDAQ:TWPG NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 5.89 0 01:00:00

- Current report filing (8-K)

23/06/2010 11:03am

Edgar (US Regulatory)




 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 22, 2010
  
Thomas Weisel Partners Group, Inc.
(Exact name of registrant as specified in its charter)
 
         
Delaware
 
No. 000-51730
 
No. 20-3550472
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)
         
One Montgomery Street
San Francisco, California
 
94104
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (415) 364-2500
 
 
N.A.
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 

 
 
Item 5.07.        Submission of Matters to a Vote of Security Holders.
 
On June 22, 2010, Thomas Weisel Partners Group, Inc. (the “Registrant”) held its 2010 Annual Meeting of Stockholders (the “Annual Meeting”).  As of the record date for the Annual Meeting, there were 26,748,099 shares of the Corporation’s common stock and one share of the Corporation’s special voting preferred stock, entitled to vote 6,183,121 votes, entitled to vote on all matters presented to the Registrant’s stockholders at the Annual Meeting. Votes representing 86% of the combined voting power of the Registrant’s common stock and special voting preferred stock were present in person or represented by proxy.
 
The following are the voting results on each matter submitted to the Registrant’s stockholders at the Annual Meeting. Each of the four proposals were approved, including the proposal to approve the Agreement and Plan of Merger, dated as of April 25, 2010 (the “Merger Agreement”), among the Registrant, Stifel Financial Corp. (“Stifel”) and PTAS, Inc., a wholly owned subsidiary of Stifel, and the merger contemplated thereby.
 
 
1.  
Proposal to approve and adopt the Merger Agreement and the merger contemplated thereby.

For
 
Against
 
Abstentions
25,483,380
 
14,590
 
426,258

2.  
Proposal to approve the adjournment of the Annual Meeting, if necessary, for any purpose.

For
 
Against
 
Abstentions
25,214,754
 
2,829,927
 
433,205

3.  
Election to the Registrant’s Board of Directors the following 8 nominees:
 
 
  
For
  
Against
  
Abstentions
  
Broker Non-Votes
Thomas W. Weisel
  
25,869,492
  
54,736
  
0
  
2,553,658
Matthew R. Barger
  
25,337,585
  
586,643
  
0
  
2,553,658
Thomas I.A. Allen
  
25,823,881
  
100,347
  
0
  
2,553,658
Michael W. Brown
  
25,871,105
  
55,123
  
0
  
2,553,658
Robert E. Grady
  
25,903,947
  
40,281
  
0
  
2,553,658
B. Kipling Hagopian
  
25,869,623
  
54,605
  
0
  
2,553,658
Alton F. Irby III
  
25,337,585
  
586,643
  
0
  
2,553,658
Timothy A. Koogle
  
19,620,443
  
6,303,785
  
0
  
2,553,658
 
 
4.      
Ratification of appointment of Deloitte & Touch LLP as the Registrant’s registered independent registered accounting firm for 2010.
 
For
 
Against
 
Abstentions
28,465,807
 
12,079
 
0



 
 

 

 
SIGNATURES
 
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
 
Thomas Weisel Partners Group, Inc.
     
Date: June 22, 2010 
By:  
  /s/ Mark Fisher
 
 
Name: Mark Fisher
 
Title:   General Councel

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