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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Trans World Entertainment | NASDAQ:TWMC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 8.35 | 7.55 | 8.83 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * Simpson Tom | 2. Issuer Name and Ticker or Trading Symbol Kaspien Holdings Inc. [ KSPN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common stock, par value $0.1 per share | 5/3/2021 | A | 3000 | A | $20.41 (3) | 60000 | D | |||
Common stock, par value $0.01 per share | 12593 | I | By Kick Start III, LLC (5) | |||||||
Common stock. par value $0.01 per share | 8395 | I | By Kick Start IV, LLC (6) | |||||||
Common stock, par value $0.01 per share | 23879 | I | By WIN Partners (7) | |||||||
Common stock, par value $0.01 per share | 9737 | I | BY Kick Start, LLC (4) | |||||||
Common stock, par value $0.01 per share | 25 | I | By Wife |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (Right to Buy) (1) | $20.41 | 5/3/2021 | A | 1250 | (2) | 5/3/2031 | Common stock, par value $0.1 per share | 1250 | $0 | 2000 | D | ||||
Warrant to purchase common stock, par value $0.01 per share | $.01 | 3/30/2020 | 3/30/2025 | Common stock, par value $0.01 per share | 1448 | 1448 | I | By Kick Start III, LLC (5) | |||||||
Warrant to purchase common stock, par value $0.01 per share | $.01 | 3/30/2020 | 3/30/2025 | Common stock, par value $0.1 per share | 965 | 965 | I | By Kick Start IV, LLC (6) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Simpson Tom PO BOX 462 EAST SCHODACK, NY 12063 | X |
Signatures | ||
Tom Simpson | 5/5/2021 | |
**Signature of Reporting Person | Date |
1 Year Trans World Entertainment Chart |
1 Month Trans World Entertainment Chart |
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