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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tuesday Morning Corporation | NASDAQ:TUEM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.685 | 0.67 | 0.6895 | 0 | 01:00:00 |
|
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
5331
(Primary Standard Industrial
Classification Code Number) |
| |
75-2398532
(I.R.S. Employer
Identification Number) |
|
| Large accelerated filer ☐ | | | Accelerated filer ☒ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☒ | |
| | | | | | | | | | Emerging growth company ☐ | |
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| | |
Shares of Common Stock
Beneficially Owned Prior to the Offering(1) |
| |
Shares of
Common Stock Offered Hereby |
| |
Shares of Common Stock
Beneficially Owned After Completion of the Offering(2) |
| |||||||||||||||||||||
| | |
Number
|
| |
Percentage
|
| | | | | | | |
Number
|
| |
Percentage
|
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Selling stockholder: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Osmium Partners (Larkspur SPV), LP (Osmium)(3)
|
| | | | 30,158,593 | | | | | | 31.4% | | | | | | 30,158,593 | | | | | | — | | | | | | — | | |
| | |
Amount
|
| |||
SEC registration fee
|
| | | $ | 10,890.90 | | |
Printing and engraving expenses
|
| | | $ | 2,000.00 | | |
Fees and expenses of legal counsel
|
| | | $ | 20,000.00 | | |
Accounting fees and expenses
|
| | | $ | 5,000.00 | | |
Transfer agent and registrar fees
|
| | | $ | 0.00 | | |
Miscellaneous
|
| | | $ | 2,010.00 | | |
Total
|
| | | $ | 40,000.00 | | |
Exhibit
Number |
| |
Description
|
| |||
| | 10.42 | | | | Form of Restricted Stock Unit Award Agreement (Performance Based) by and between Fred Hand and the Company (incorporated by reference to Exhibit 4.4 to the Company's Form S-8 filed on May 19, 2021). | |
| | 10.43 | | | | | |
| | 21.1 | | | | Subsidiaries of the Company (incorporated by reference to Exhibit 21.1 to Annual Report on Form 10-K filed on September 14, 2020). | |
| | 23.1* | | | | | |
| | 23.2* | | | | | |
| | 24.1* | | | | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Fred Hand
Fred Hand
|
| | Chief Executive Officer (Principal Executive Officer) and Director | | | June 7, 2021 | |
|
/s/Marc Katz
Marc Katz
|
| | Interim Chief Financial Officer (Principal Financial Officer) | | | June 7, 2021 | |
|
/s/ Brian T. Vaclavik
Brian T. Vaclavik
|
| | Chief Accounting Officer (Principal Officer) | | | June 7, 2021 | |
|
*
Sherry M. Smith
|
| | Chairperson and Director | | | June 7, 2021 | |
|
*
Anthony F. Crudele
|
| | Director | | | June 7, 2021 | |
|
*
Douglas J. Dossey
|
| | Director | | | June 7, 2021 | |
|
*
Frank M. Hamlin
|
| | Director | | | June 7, 2021 | |
|
*
W. Paul Jones
|
| | Director | | | June 7, 2021 | |
|
*
John H. Lewis
|
| | Director | | | June 7, 2021 | |
|
Signature
|
| |
Title
|
| |
Date
|
|
|
*
Reuben E. Slone
|
| | Director | | | June 7, 2021 | |
|
*
Richard S. Willis
|
| | Director | | | June 7, 2021 | |
|
*By:
/s/Bridgett C. Zeterberg
Bridgett C. Zeterberg
Attorney-in-Fact |
| | |
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