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TSC TriState Capital Holdings Inc

30.58
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
TriState Capital Holdings Inc NASDAQ:TSC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 30.58 28.65 30.62 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

20/01/2021 9:05pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fetterolf Brian S
2. Issuer Name and Ticker or Trading Symbol

TriState Capital Holdings, Inc. [ TSC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO, TSC Bank, Director TSC
(Last)          (First)          (Middle)

301 GRANT STREET, SUITE 2700
3. Date of Earliest Transaction (MM/DD/YYYY)

1/16/2021
(Street)

PITTSBURGH, PA 15219
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/16/2021  F  8569 (1)D$19.82 257606 D  
Common Stock         86939 D (2) 
Common Stock         13334 I Trust for Donald L. Fetterolf (3)
Common Stock         10750 I Crosshair Ventures, L.P. (4)
Depositary Shares - Series A         4000 D  
Depositary Shares - Series B         1000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Reflects the withholding of 8,569 shares of common stock to satisfy tax obligations resulting from the vesting of 18,459 shares of common stock. The number of shares withheld was determined on January 15, 2021 based on the closing price of the Issuer's common stock on January 15, 2021 and is not a market sale of securities.
(2) Held jointly with Reporting Person's spouse.
(3) The Reporting Person is one of two trustees and a beneficiary of the Trust.
(4) The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fetterolf Brian S
301 GRANT STREET
SUITE 2700
PITTSBURGH, PA 15219
X
CEO, TSC Bank, Director TSC

Signatures
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact1/20/2021
**Signature of Reporting PersonDate

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