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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tech/Ops Sevcon, Inc. (MM) | NASDAQ:TO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 7.15 | 0 | 01:00:00 |
CUSIP No.
878293109
|
|
1. Names of Reporting Persons.
Bernard F. Start
|
|
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
¨
(b)
¨
|
|
3. SEC Use Only
|
|
4. Source of Funds (See Instructions)
PF, OO
|
|
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
o
|
6. Citizenship or Place of Organization
United Kingdom
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7. Sole Voting Power
246,977
|
8. Shared Voting Power
0
|
|
9. Sole Dispositive Power
246,977
|
|
10. Shared Dispositive Power
0
|
11. Aggregate Amount Beneficially Owned by Each Reporting Person
246,977
|
|
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
¨
|
13. Percent of Class Represented by Amount in Row (11)
7.39%
|
|
14. Type of Reporting Person (See Instructions)
IN
|
Item 1.
|
Security and Issuer
|
Item 2.
|
Identity and Background
|
Item 3.
|
Sources and Amount of Funds or Other Consideration
|
Item 4.
|
Purpose of the Transaction
|
Item 5.
|
Interest in Securities of the Issuer
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
|
Item 7.
|
Material to be Filed as Exhibits
|
By:
|
/s/ Bernard F. Start
|
Name:
|
Bernard F. Start
|
Date
|
Number of Shares
|
Price per Share
|
Description of the Transaction
|
5/3/1988
|
50,000
|
$0
|
Grant by Issuer of options to purchase 50,000 shares of Common Stock at an exercise price of $3.75 per share. These options became exercisable at the rate of 25% of the shares per year.
|
4/25/1990
|
10,000
|
$0
|
Grant by Issuer of options to purchase 10,000 shares of Common Stock at an exercise price of $7.00 per share. These options became exercisable at the rate of 25% of the shares each year.
|
4/25/1990
|
10,000
|
$0
|
Grant by Issuer of options to purchase 10,000 shares of Common Stock at an exercise price of $7.1875 per share. These options became exercisable at the rate of 25% of the shares each year.
|
7/2/1992
|
(15,000)
|
$0
|
Surrender of stock options to the Issuer without consideration.
|
12/23/1992
|
50,000
|
$3.75
|
Acquisition of shares upon the exercise of options
|
2/5/1996
|
(226,360)
|
$11.627
|
Open market sale of shares
|
2/6/1996
|
226,360
|
$11.631
|
Open market purchase of shares
|
1/28/1998
|
5,000
|
$0
|
Grant by Issuer of options to purchase 5,000 shares of Common Stock at an exercise price of $15.1875 per share. These options became exercisable as to 10% of the shares each year.
|
4/7/1998
|
5,000
|
$3.50
|
Acquisition of shares upon the exercise of options by the Reporting Person
|
4/7/1998
|
(3,883)
|
$15.0625
|
Surrender of shares to the Issuer to pay the exercise price of and taxes related to options
|
4/8/1998
|
5,000
|
$3.59375
|
Acquisition of shares upon the exercise of options by the Reporting Person
|
1/24/2005
|
2,000
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
1/24/2006
|
2,000
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
1/23/2007
|
2,000
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
1/22/2008
|
2,000
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
Date
|
Number of Shares
|
Price per Share
|
Description of the Transaction
|
1/27/2008
|
(5,000)
|
$0
|
Expiration of unexercised stock options.
|
1/27/2009
|
2,000
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
1/26/2010
|
2,000
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
1/25/2011
|
2,500
|
$0
|
Acquisition by a grant of restricted stock by the Issuer for no consideration under the Issuer’s 1996 Equity Incentive Plan
|
1 Year Tech/Ops Sevcon, Inc. (MM) Chart |
1 Month Tech/Ops Sevcon, Inc. (MM) Chart |
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